Susan McGrath has been President/ Chief Compliance Officer of McGrath & Associates since April 2002, is a control person of the firm and directly owns 75% or more of it.
McGrath & Associates, Inc. is an Asheville, NC firm with $156M under management, 268 clients and 2 advisers in one office, as of its April 2026 filing.
- Holcombe & McGrathCurrent– present · 13 yearsAsheville, NC · Adviser representative · Firm CRD 121197
Investment adviser representative registrations
Susan McGrath is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2013; the most recent are Louisiana and Texas, in November 2016.
- LouisianaSince 14 November 2016
- North CarolinaSince 20 September 2013
- TexasResidentSince 14 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Susan Lee McGrath
- CRD
- 4486875
- Firm
- McGrath & Associates · CRD 121197
- Role
- President/ Chief Compliance Officer
- Office
- 12A BAY STREET, Asheville, NC 28801
- Registration
- Investment adviser registration
- In the industry since
- September 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Susan McGrath work?
Susan McGrath has been President/ Chief Compliance Officer of McGrath & Associates, Inc. since April 2002, and is a control person of the firm.
Is Susan McGrath a financial advisor?
Yes. Susan McGrath has a current investment-adviser registration in Louisiana, North Carolina and Texas, through McGrath & Associates since September 2013.
How many years of experience does Susan McGrath have?
Susan McGrath has 13 years in the financial industry, since September 2013, across 1 adviser firm.
What exams has Susan McGrath passed?
Susan McGrath passed the Series 65 in August 1999.
Where is Susan McGrath based?
Susan McGrath’s registered office is in Asheville, NC.
Is Susan McGrath registered with FINRA?
No. Susan McGrath has no current broker registration.
How can I verify Susan McGrath’s record?
Search CRD 4486875 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Susan McGrath’s full registration record.