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Stuart Nagode

President and Chief Compliance Officer at Dover Investment Advisory in Westwood, MA

Investment adviser registrationUpdated

Stuart Nagode is President and Chief Compliance Officer of Dover Investment Advisory Corporation, an investment adviser managing $135M, and works from its Westwood, MA office. Stuart Nagode has been registered as an investment adviser representative through Dover Investment Advisory since 3 January 2003 and has 23 years in the industry across 1 firm.

23
Years in industry
23
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Stuart Nagode has been President and Chief Compliance Officer of Dover Investment Advisory since November 2001, is a control person of the firm and directly owns 75% or more of it.

Dover Investment Advisory Corporation is a firm with $135M under management, 45 clients and 1 adviser in one office, as of its November 2025 filing.

  1. – present · 23 years
    Westwood, MA · Adviser representative · Firm CRD 123499

Credentials and registrations

Investment adviser representative registrations

Stuart Nagode is registered as an investment adviser representative in Massachusetts, since January 2003.

  • MassachusettsSince 3 January 2003

Examinations

No examinations are on Stuart Nagode’s record.

Key facts

Full name
Stuart Kevin Nagode
CRD
4346606
Firm
Dover Investment Advisory · CRD 123499
Role
President and Chief Compliance Officer
Office
5 BARLOW LANE, Westwood, MA 02090
Registration
Investment adviser registration
In the industry since
January 2003
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Stuart Nagode work?

Stuart Nagode has been President and Chief Compliance Officer of Dover Investment Advisory Corporation since November 2001, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 November 2025

Is Stuart Nagode a financial advisor?

Yes. Stuart Nagode has a current investment-adviser registration in Massachusetts, through Dover Investment Advisory since January 2003.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Stuart Nagode have?

Stuart Nagode has 23 years in the financial industry, since January 2003, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

Where is Stuart Nagode based?

Stuart Nagode’s registered office is in Westwood, MA.

Source: IAPD individual record, checked 22 October 2026

Is Stuart Nagode registered with FINRA?

No. Stuart Nagode has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Stuart Nagode’s record?

Search CRD 4346606 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stuart Nagode’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 4346606, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Dover Investment Advisory Corporation, filed 12 November 2025. Title, control and ownership bands.