Stuart Henley has been an investment adviser representative at Harmony Asset Management since August 2018, and is not listed among the firm’s executive officers or direct owners.
Harmony Asset Management LLC is a Scottsdale, AZ firm with $463M under management, 275 clients and 9 advisers across 5 offices, as of its March 2026 filing.
Jeff Henley is Director of Harmony Asset Management. He is on the Investment Advisor Team and has 34 years of experience. He was previously a Senior Vice President at a major Wall Street firm, with over 30 years of experience managing client assets for its Capital Markets Group, and has extensive experience constructing investment strategies to help clients reach financial goals.
Stuart Henley’s longest registration was 8 years at Morgan Stanley (2009–2018). Before joining Harmony Asset Management in 2018, Stuart Henley was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- Harmony Asset Management LLCCurrent– present · 8 yearsAuburn, AL · Adviser representative · Firm CRD 116069
- Morgan Stanley– · 8 yearsTampa, FL · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsTampa, FL · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 7 yearsTampa, FL · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Stuart Henley is registered as an investment adviser representative in Alabama, since October 2023.
- AlabamaSince 13 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 November 1994 |
| Series 3 | National Commodity Futures Examination | 21 April 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 February 1986 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 June 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stuart Jeffries Henley
- CRD
- 1368973
- Firm
- Harmony Asset Management · CRD 116069
- Office
- Auburn, AL
- Registration
- Investment adviser registration
- In the industry since
- September 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- harmonyam.com
Where does Stuart Henley work?
Stuart Henley is an investment adviser representative registered through Harmony Asset Management LLC since August 2018, and is not listed among the firm’s executive officers or direct owners.
Is Stuart Henley a financial advisor?
Yes. Stuart Henley has a current investment-adviser registration in Alabama, through Harmony Asset Management since August 2018.
How many years of experience does Stuart Henley have?
Stuart Henley has 41 years in the financial industry, since September 1985, across 4 adviser firms.
What exams has Stuart Henley passed?
Stuart Henley has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 6, was passed in June 1985. FINRA credited Stuart Henley with the SIE, which began in October 2018.
Where did Stuart Henley work before Harmony Asset Management?
Before Harmony Asset Management, Stuart Henley was registered through Morgan Stanley, June 2009 to March 2018; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, May 1999 to April 2007.
Where is Stuart Henley based?
Stuart Henley’s registered office is in Auburn, AL.
Is Stuart Henley registered with FINRA?
No. Stuart Henley has no current broker registration.
How can I verify Stuart Henley’s record?
Search CRD 1368973 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stuart Henley’s full registration record.
