Steven Mills has been Co-Owner of Aurdan Capital Management since February 2024, is a control person of the firm and directly owns between 25% and 50% of it.
Aurdan Capital Management, LLC is a Wayne, PA firm with $526M under management, 423 clients and 6 advisers in one office, as of its March 2026 filing.
Steven Mills’ longest registration was 3 years at Haverford Financial Services, Inc. (2007–2010).
- First Foundation Advisors– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 106075
- Haverford Financial Services, Inc.– · 3 yearsRadnor, PA · Adviser representative · Firm CRD 130007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 September 2016 |
| Series 66 | Uniform Combined State Law Examination | 24 June 2005 |
| Series 7 | General Securities Representative Examination | 20 December 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Brian Mills
- CRD
- 4866836
- Firm
- Aurdan Capital Management · CRD 330304
- Role
- Co-Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Mills work?
Steven Mills has been Co-Owner of Aurdan Capital Management, LLC since February 2024, and is a control person of the firm.
Does Steven Mills have a current investment-adviser registration?
Steven Mills has no current investment-adviser or broker registration.
What exams has Steven Mills passed?
Steven Mills has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in December 2004.
Where was Steven Mills previously registered as an investment adviser?
Steven Mills has past investment-adviser registrations through First Foundation Advisors, September 2016 to June 2018; Haverford Financial Services, Inc., February 2007 to August 2010, across 2 firms.
Is Steven Mills registered with FINRA?
No. Steven Mills has no current broker registration.
How can I verify Steven Mills’ record?
Search CRD 4866836 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Mills’ full registration record.
- Kelly ChristopherChief Compliance Officer
Eric HildenbrandCo-Owner- Robert StilesCo-Owner