Steven Laska has been Managing Partner, Chief Compliance Officer, and Wealth Advisor of Trillium Wealth since July 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Trillium Wealth LLC is a Winter Park, FL firm with $545M under management, 629 clients and 7 advisers across 6 offices, as of its July 2026 filing.
Steve Laska is the Managing Partner of Trillium Wealth, based in Winter Park, Florida, with over 25 years of industry experience. A U.S. Army Armor Officer, he later held senior leadership positions at SEI Investments, established a joint venture between SEI and Schwab, and started an advisor channel at PIMCO as national sales manager. He also founded an education company that helped struggling children achieve grade-level standards.
Steven Laska’s longest registration was 4 years at CWM, LLC (2021–2026). Before joining Trillium Wealth in 2026, Steven Laska was registered through CWM, LLC and Hodges Capital Management Inc.
- Trillium Wealth LLCCurrent– present · under a yearWinter Park, FL · Adviser representative · Firm CRD 341186
- CWM, LLC– · 4 yearsRaleigh, NC · Adviser representative · Firm CRD 155344
- Hodges Capital Management Inc– · under a yearOrlando, FL · Adviser representative · Firm CRD 110080
- DGS Capital Management– · 1 yearRaleight, NC · Adviser representative · Firm CRD 281938
- Visionquest Wealth Management, LLC– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 135581
Investment adviser representative registrations
Steven Laska is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from March 2026; the most recent is Florida, in April 2026.
- FloridaSince 17 April 2026
- IllinoisSince 27 March 2026
- New YorkSince 27 March 2026
- North CarolinaSince 27 March 2026
- PennsylvaniaSince 30 March 2026
- TexasResidentSince 30 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 July 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 July 2008 |
| Series 30 | NFA Branch Manager Examination | 16 July 2008 |
| Series 3 | National Commodity Futures Examination | 10 July 2008 |
| Series 22 | Direct Participation Programs Representative Examination | 16 June 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- NFA Branch Manager Examination
- Name
- National Commodity Futures Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Steven Mitchell Laska
- CRD
- 2559407
- Firm
- Trillium Wealth · CRD 341186
- Role
- Managing Partner, Chief Compliance Officer, and Wealth Advisor
- Office
- 230 S NEW YORK AVE, SUITE 200, Winter Park, FL 32789
- Registration
- Investment adviser registration
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- trillium-wealth.com
Where does Steven Laska work?
Steven Laska has been Managing Partner, Chief Compliance Officer, and Wealth Advisor of Trillium Wealth LLC since July 2024, and is a control person of the firm.
Is Steven Laska a financial advisor?
Yes. Steven Laska has a current investment-adviser registration in Florida, Illinois, New York, North Carolina, Pennsylvania and Texas, through Trillium Wealth since March 2026.
How many years of experience does Steven Laska have?
Steven Laska has 9 years in the financial industry, since October 2017, across 5 adviser firms.
What exams has Steven Laska passed?
Steven Laska has passed 6 licensing exams: the Series 22, Series 3, Series 30, Series 63, Series 6 and Series 65. The earliest, the Series 22, was passed in June 2008.
Where did Steven Laska work before Trillium Wealth?
Before Trillium Wealth, Steven Laska was registered through Hodges Capital Management Inc, November 2019 to February 2020; DGS Capital Management, April 2018 to December 2019; Visionquest Wealth Management, LLC, July 2015 to May 2017.
Where is Steven Laska based?
Steven Laska’s registered office is in Winter Park, FL.
Is Steven Laska registered with FINRA?
No. Steven Laska has no current broker registration.
How can I verify Steven Laska’s record?
Search CRD 2559407 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Laska’s full registration record.
