Steven Hiraga has been Chief Compliance Officer of Smith Bruer Advisors since February 2015, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Smith Bruer Advisors, LLC is a Tallahassee, FL firm with $238M under management, 270 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Steven Hiraga’s longest registration is the current one, 10 years at Smith Bruer Advisors since 2016. Before joining Smith Bruer Advisors in 2016, Steven Hiraga was registered through Partnervest Advisory Services LLC and Invest Financial Corporation.
- Partnervest Advisory Services LLC– · 1 yearTallahassee, FL · Adviser representative · Firm CRD 113621
- Invest Financial Corporation– · under a yearTallahassee, FL · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
Steven Hiraga is registered as an investment adviser representative in 2 states. The first approvals date from August 2016; the most recent is Colorado, in April 2021.
- ColoradoSince 7 April 2021
- FloridaSince 19 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 March 2014 |
| Series 7 | General Securities Representative Examination | 21 May 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Michael Hiraga
- CRD
- 6166868
- Firm
- Smith Bruer Advisors · CRD 284508
- Role
- Chief Compliance Officer
- Office
- 1700 SUMMIT LAKE DRIVE, SUITE 102, Tallahassee, FL 32317
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Hiraga work?
Steven Hiraga has been Chief Compliance Officer of Smith Bruer Advisors, LLC since February 2015.
Is Steven Hiraga a financial advisor?
Yes. Steven Hiraga has a current investment-adviser registration in Colorado and Florida, through Smith Bruer Advisors since August 2016.
How many years of experience does Steven Hiraga have?
Steven Hiraga has 12 years in the financial industry, since April 2014, across 3 adviser firms.
What exams has Steven Hiraga passed?
Steven Hiraga has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2013. FINRA credited Steven Hiraga with the SIE, which began in October 2018.
Where did Steven Hiraga work before Smith Bruer Advisors?
Before Smith Bruer Advisors, Steven Hiraga was registered through Invest Financial Corporation, March 2014 to February 2015.
Where is Steven Hiraga based?
Steven Hiraga’s registered office is in Tallahassee, FL.
Is Steven Hiraga registered with FINRA?
No. Steven Hiraga has no current broker registration.
How can I verify Steven Hiraga’s record?
Search CRD 6166868 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Hiraga’s full registration record.