Steven Frueh has been CCO and Managing Member of Sonnet since December 2015, is a control person of the firm and directly owns between 25% and 50% of it.
Sonnet, LLC is a Spring, TX firm with $148M under management, 269 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Steven Frueh’s longest registration is the current one, 9 years at Sonnet since 2017. Before joining Sonnet in 2018, Steven Frueh was registered through Wealth Management Investment Advisors, LLC and Regal Investment Advisors LLC.
- Wealth Management Investment Advisors, LLCAlso current– present · 9 yearsSpring, TX · Adviser representative · Firm CRD 170852
- Wealth Management Investment Advisors, LLC– · 2 yearsSpring, TX · Adviser representative · Firm CRD 170852
- Regal Investment Advisors LLC– · 1 yearSpring, TX · Adviser representative · Firm CRD 125004
- Onyx Wealth Advisors, Inc.– · 5 yearsDallas, TX · Adviser representative · Firm CRD 119558
- Aig Retirement Advisors, Inc.– · under a yearHouston, TX · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
Steven Frueh is registered as an investment adviser representative in Texas, since January 2018.
- TexasSince 10 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 1 August 2007 |
| Series 66 | Uniform Combined State Law Examination | 20 June 2006 |
| Series 24 | General Securities Principal Examination | 18 May 2006 |
| Series 7 | General Securities Representative Examination | 20 April 2006 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Steven David Frueh
- CRD
- 5095396
- Firm
- Sonnet · CRD 282882
- Role
- CCO and Managing Member
- Office
- 18935 I-45 NORTH, Spring, TX 77388
- Registration
- Investment adviser registration
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Frueh work?
Steven Frueh has been CCO and Managing Member of Sonnet, LLC since December 2015, and is a control person of the firm.
Is Steven Frueh a financial advisor?
Yes. Steven Frueh has a current investment-adviser registration in Texas, through Sonnet since January 2018.
How many years of experience does Steven Frueh have?
Steven Frueh has 19 years in the financial industry, since September 2007, across 5 adviser firms.
What exams has Steven Frueh passed?
Steven Frueh has passed 4 licensing exams: the Series 7, Series 24, Series 66 and Series 51. The earliest, the Series 7, was passed in April 2006.
Where did Steven Frueh work before Sonnet?
Before Sonnet, Steven Frueh was registered through Wealth Management Investment Advisors, LLC, October 2014 to December 2016; Regal Investment Advisors LLC, November 2013 to July 2015; Onyx Wealth Advisors, Inc., February 2008 to December 2013; Aig Retirement Advisors, Inc., July 2007 to January 2008.
Where is Steven Frueh based?
Steven Frueh’s registered office is in Spring, TX.
Is Steven Frueh registered with FINRA?
No. Steven Frueh has no current broker registration.
How can I verify Steven Frueh’s record?
Search CRD 5095396 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Frueh’s full registration record.