Steven Carlson has been CEO/Chief Compliance Officer of Keystone Wealth Advisors since April 2010, is a control person of the firm and directly owns between 50% and 75% of it.
Keystone Wealth Advisors, Incorporated is an Eagan, MN firm with $201M under management, 66 clients and 3 advisers across 4 offices, as of its June 2026 filing.
Steven Carlson’s longest registration is the current one, 16 years at Keystone Wealth Advisors since 2010. Before joining Keystone Wealth Advisors in 2011, Steven Carlson was registered through Capital Management Associates Inc.
- – present · 16 yearsEagan, MN · Adviser representative · Firm CRD 153418
- Capital Management Associates Inc– · 2 yearsMinneapolis, MN · Adviser representative · Firm CRD 105010
Investment adviser representative registrations
Steven Carlson is registered as an investment adviser representative in 2 states. The first approvals date from January 2011; the most recent is Minnesota, in January 2014.
- FloridaSince 18 January 2011
- MinnesotaSince 27 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 September 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 1996 |
| Series 7 | General Securities Representative Examination | 6 November 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Douglas Carlson
- CRD
- 2816493
- Firm
- Keystone Wealth Advisors · CRD 153418
- Role
- CEO/Chief Compliance Officer
- Office
- 2640 EAGAN WOODS DRIVE, Eagan, MN 55121
- Registration
- Investment adviser registration
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Carlson work?
Steven Carlson has been CEO/Chief Compliance Officer of Keystone Wealth Advisors, Incorporated since April 2010, and is a control person of the firm.
Is Steven Carlson a financial advisor?
Yes. Steven Carlson has a current investment-adviser registration in Florida and Minnesota, through Keystone Wealth Advisors since January 2011.
How many years of experience does Steven Carlson have?
Steven Carlson has 19 years in the financial industry, since September 2007, across 2 adviser firms.
What exams has Steven Carlson passed?
Steven Carlson has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 66. The earliest, the Series 7, was passed in November 1996.
Where did Steven Carlson work before Keystone Wealth Advisors?
Before Keystone Wealth Advisors, Steven Carlson was registered through Capital Management Associates Inc, September 2007 to June 2010.
Where is Steven Carlson based?
Steven Carlson’s registered office is in Eagan, MN.
Is Steven Carlson registered with FINRA?
No. Steven Carlson has no current broker registration.
How can I verify Steven Carlson’s record?
Search CRD 2816493 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Carlson’s full registration record.