Stephen Paul has been an investment adviser representative at Wick Capital Partners since April 2019, and is not listed among the firm’s executive officers or direct owners. Stephen Paul holds a Bachelor of Science in Finance from the University of Illinois at Urbana-Champaign.
Wick Capital Partners, LLC is a Wayne, PA firm with $930M under management, 367 clients and 10 advisers across 2 offices, as of its March 2026 filing.
Stephen Paul is Wealth Strategist of Wick Capital Partners. He is a member of the firm's financial planning and client service teams and works with clients on planning, cash flow and retirement needs. He develops custom tax plans for clients using his tax experience. Earlier roles include Wealth Planner at West Capital Management, Staff Accountant at Withum, PC and Tax Advice Specialist at Intuit Turbotax.
- Wick Capital Partners, LLCCurrent– present · 7 yearsWayne, PA · Adviser representative · Firm CRD 299194
Professional designations
Listed by Wick Capital Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Stephen Paul is registered as an investment adviser representative in Pennsylvania, since April 2019.
- PennsylvaniaSince 10 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stephen Charles Paul
- CRD
- 7097538
- Firm
- Wick Capital Partners · CRD 299194
- Office
- 150 N. RADNOR CHESTER ROAD, SUITE A225, Wayne, PA 19087
- Registration
- Investment adviser registration
- In the industry since
- April 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wickcapitalpartners.com
Where does Stephen Paul work?
Stephen Paul is an investment adviser representative registered through Wick Capital Partners, LLC since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Paul a financial advisor?
Yes. Stephen Paul has a current investment-adviser registration in Pennsylvania, through Wick Capital Partners since April 2019.
How many years of experience does Stephen Paul have?
Stephen Paul has 7 years in the financial industry, since April 2019, across 1 adviser firm.
What exams has Stephen Paul passed?
Stephen Paul passed the Series 65 in April 2013.
Where is Stephen Paul based?
Stephen Paul’s registered office is in Wayne, PA.
Is Stephen Paul registered with FINRA?
No. Stephen Paul has no current broker registration.
Is Stephen Paul a CFP?
Wick Capital Partners lists Stephen Paul with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Stephen Paul’s record?
Search CRD 7097538 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Paul’s full registration record.
