Stephen Pascoe has been an investment adviser representative at Van Clemens Wealth Management since August 2023, and is not listed among the firm’s executive officers or direct owners.
Van Clemens Wealth Management, LLC is a Minneapolis, MN firm with $470M under management, 616 clients and 24 advisers across 6 offices, as of its September 2026 filing.
- – present · 3 yearsMinneapolis, MN · Adviser representative · Firm CRD 297362
Investment adviser representative registrations
Stephen Pascoe is registered as an investment adviser representative in 2 states. The first approvals date from August 2023; the most recent is Massachusetts, in August 2024.
- MassachusettsSince 28 August 2024
- MinnesotaSince 14 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 August 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 May 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Stephen Joseph Pascoe
- CRD
- 6079145
- Firm
- Van Clemens Wealth Management · CRD 297362
- Office
- 900 2ND AVENUE SOUTH, SUITE 1500, Minneapolis, MN 55402
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Pascoe work?
Stephen Pascoe is an investment adviser representative registered through Van Clemens Wealth Management, LLC since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Pascoe a financial advisor?
Yes. Stephen Pascoe has a current investment-adviser registration in Massachusetts and Minnesota, through Van Clemens Wealth Management since August 2023.
How many years of experience does Stephen Pascoe have?
Stephen Pascoe has 11 years in the financial industry, since May 2015, across 1 adviser firm.
What exams has Stephen Pascoe passed?
Stephen Pascoe has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in May 2015. FINRA credited Stephen Pascoe with the SIE, which began in October 2018.
Where is Stephen Pascoe based?
Stephen Pascoe’s registered office is in Minneapolis, MN.
Is Stephen Pascoe registered with FINRA?
Yes. Stephen Pascoe has a current broker registration, under CRD 6079145.
Source: FINRA BrokerCheck
How can I verify Stephen Pascoe’s record?
Search CRD 6079145 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Pascoe’s full registration record.