Stephen Moorman has been an investment adviser representative at Libra Wealth since August 2025, and is not listed among the firm’s executive officers or direct owners.
Libra Wealth LLC is a Los Gatos, CA firm with $640M under management, 143 clients and 4 advisers across 7 offices, as of its March 2026 filing.
Stephen Moorman’s longest registration was 2 years at Consolidated Portfolio Review Corp (2023–2025). Before joining Libra Wealth in 2025, Stephen Moorman was registered through Consolidated Portfolio Review Corp and Planmember Securities Corporation.
- Consolidated Portfolio Review Corp– · 2 yearsLongmont, CO · Adviser representative · Firm CRD 112694
- Planmember Securities Corporation– · 1 yearLongmont, CO · Adviser representative · Firm CRD 11869
Investment adviser representative registrations
Stephen Moorman is registered as an investment adviser representative in Colorado, since August 2025.
- ColoradoSince 12 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 February 2021 |
| Series 7TO | General Securities Representative Examination | 11 December 2020 |
| SIE | Securities Industry Essentials Examination | 15 October 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7282455
- Firm
- Libra Wealth · CRD 288098
- Office
- Erie, CO
- Registration
- Investment adviser registration
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Moorman work?
Stephen Moorman is an investment adviser representative registered through Libra Wealth LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Moorman a financial advisor?
Yes. Stephen Moorman has a current investment-adviser registration in Colorado, through Libra Wealth since August 2025.
How many years of experience does Stephen Moorman have?
Stephen Moorman has 5 years in the financial industry, since February 2021, across 3 adviser firms.
What exams has Stephen Moorman passed?
Stephen Moorman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2020.
Where did Stephen Moorman work before Libra Wealth?
Before Libra Wealth, Stephen Moorman was registered through Consolidated Portfolio Review Corp, January 2023 to June 2025; Planmember Securities Corporation, February 2021 to August 2022.
Where is Stephen Moorman based?
Stephen Moorman’s registered office is in Erie, CO.
Is Stephen Moorman registered with FINRA?
No. Stephen Moorman has no current broker registration.
How can I verify Stephen Moorman’s record?
Search CRD 7282455 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Moorman’s full registration record.