Stephen McGoff has been an investment adviser representative at Altitude Capital Management since July 2025, and is not listed among the firm’s executive officers or direct owners.
Altitude Capital Management LLC is a Des Moines, IA firm with $104M under management, 488 clients and 26 advisers across 28 offices, as of its October 2026 filing.
Stephen McGoff’s longest registration was 4 years at On Investment Management Co (2014–2018). Before joining Altitude Capital Management in 2025, Stephen McGoff was registered through Wells Fargo Advisors and Citigroup Global Markets Inc.
- – present · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 329366
- Wells Fargo Advisors– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 19616
- Citigroup Global Markets Inc.– · 1 yearO'Fallon, MO · Adviser representative · Firm CRD 7059
- MML Investors Services, LLC– · 2 yearsChesterfield, MO · Adviser representative · Firm CRD 10409
- On Investment Management Co– · 4 yearsSt. Louis, MO · Adviser representative · Firm CRD 105662
- Money Concepts Advisory Service– · under a yearSaint Peters, MO · Adviser representative · Firm CRD 12963
- Edward Jones– · 1 yearSt Louis, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Stephen McGoff is registered as an investment adviser representative in Missouri, since July 2025.
- MissouriSince 9 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 November 2007 |
| Series 7 | General Securities Representative Examination | 25 October 2007 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5415955
- Firm
- Altitude Capital Management · CRD 329366
- Office
- St. Louis, MO
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen McGoff work?
Stephen McGoff is an investment adviser representative registered through Altitude Capital Management LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen McGoff a financial advisor?
Yes. Stephen McGoff has a current investment-adviser registration in Missouri, through Altitude Capital Management since July 2025.
How many years of experience does Stephen McGoff have?
Stephen McGoff has 12 years in the financial industry, since December 2013, across 7 adviser firms.
What exams has Stephen McGoff passed?
Stephen McGoff has passed 3 licensing exams: the Series 7, Series 66 and Series 6TO. The earliest, the Series 7, was passed in October 2007. FINRA credited Stephen McGoff with the SIE, which began in October 2018.
Where did Stephen McGoff work before Altitude Capital Management?
Before Altitude Capital Management, Stephen McGoff was registered through Wells Fargo Advisors, June 2024 to July 2024; Citigroup Global Markets Inc., May 2022 to April 2024; MML Investors Services, LLC, July 2019 to January 2022; On Investment Management Co, July 2014 to December 2018; Money Concepts Advisory Service, March 2013 to July 2013; Edward Jones, November 2007 to November 2009.
Where is Stephen McGoff based?
Stephen McGoff’s registered office is in St. Louis, MO.
Is Stephen McGoff registered with FINRA?
No. Stephen McGoff has no current broker registration.
How can I verify Stephen McGoff’s record?
Search CRD 5415955 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen McGoff’s full registration record.
