Stephen Herrington has been an investment adviser representative at Nova Wealth Management since February 2025, and is not listed among the firm’s executive officers or direct owners. Stephen Herrington holds a Master of Business Administration from Florida Gulf Coast University and a BA in Marketing from Jacksonville University.
Nova Wealth Management, Inc. is a Bonita Springs, FL firm with $248M under management, 268 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Stephen Herrington is Wealth Advisor of Nova Wealth Management, where he has been a Wealth Advisor/Investment Advisor Representative since 02/2025. He has been Managing Partner of Nova Tax Advisors, LLC since 10/2025. Before Nova he was a Financial Advisor at Wells Fargo Advisors from 07/2017 to 02/2025, an Assistant Manager at Regions Bank from 08/2016 to 07/2017, and worked at Fifth Third Bank from 01/2015 to 08/2016.
Stephen Herrington’s longest registration was 7 years at Wells Fargo Advisors (2017–2025). Before joining Nova Wealth Management in 2025, Stephen Herrington was registered through Wells Fargo Advisors.
- Nova Wealth Management, Inc.Current– present · 1 yearBonita Springs, FL · Adviser representative · Firm CRD 169450
- Wells Fargo Advisors– · 7 yearsNaples, FL · Adviser representative · Firm CRD 19616
Professional designations
Listed by Nova Wealth Management
- CFP®
- CFA®
- CRPC®
Investment adviser representative registrations
Stephen Herrington is registered as an investment adviser representative in 2 states. Each was approved in February 2025.
- FloridaSince 24 February 2025
- IllinoisSince 18 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 October 2017 |
| Series 7 | General Securities Representative Examination | 27 September 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Alexander Herrington
- CRD
- 6840704
- Firm
- Nova Wealth Management · CRD 169450
- Office
- 24311 WALDEN CENTER DR, SUITE 200, Bonita Springs, FL 34134
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- novawealthmanagement.com
Where does Stephen Herrington work?
Stephen Herrington is an investment adviser representative registered through Nova Wealth Management, Inc. since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Herrington a financial advisor?
Yes. Stephen Herrington has a current investment-adviser registration in Florida and Illinois, through Nova Wealth Management since February 2025.
How many years of experience does Stephen Herrington have?
Stephen Herrington has 9 years in the financial industry, since September 2017, across 2 adviser firms.
What exams has Stephen Herrington passed?
Stephen Herrington has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2017. FINRA credited Stephen Herrington with the SIE, which began in October 2018.
Where did Stephen Herrington work before Nova Wealth Management?
Before Nova Wealth Management, Stephen Herrington was registered through Wells Fargo Advisors, October 2017 to February 2025.
Where is Stephen Herrington based?
Stephen Herrington’s registered office is in Bonita Springs, FL.
Is Stephen Herrington registered with FINRA?
No. Stephen Herrington has no current broker registration.
Is Stephen Herrington a CFP?
Nova Wealth Management lists Stephen Herrington with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Stephen Herrington, CFP®, CFA®, MBA biography, novawealthmanagement.com
Is Stephen Herrington a CFA charterholder?
Nova Wealth Management lists Stephen Herrington with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
Source: Stephen Herrington, CFP®, CFA®, MBA biography, novawealthmanagement.com
How can I verify Stephen Herrington’s record?
Search CRD 6840704 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Herrington’s full registration record.
