Stephen Hecker has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Stephen Hecker’s longest registration was 8 years at WRP Investments, Inc. (2004–2012). Before joining Exodus Wealth in 2020, Stephen Hecker was registered through Prosperity Financial Group, Inc. and Sterne Agee Investment Advisor Services, Inc.
- Exodus Wealth, LLCCurrent– present · 6 yearsCenterville, OH · Adviser representative · Firm CRD 174328
- – · 3 yearsSan Ramon, CA · Adviser representative · Firm CRD 174328
- Prosperity Financial Group, Inc.– · under a yearCenterville, OH · Adviser representative · Firm CRD 145540
- Sterne Agee Investment Advisor Services, Inc.– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 174182
- Sterne Agee Investment Advisor Services, Inc.– · 1 yearDayton, OH · Adviser representative · Firm CRD 7365
- WRP Investments, Inc.– · 8 yearsDayton, OH · Adviser representative · Firm CRD 7365
- WS Griffith Securities, Inc.– · 4 yearsDayton, OH · Adviser representative · Firm CRD 10410
Investment adviser representative registrations
Stephen Hecker is registered as an investment adviser representative in Ohio, since January 2020.
- OhioSince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 22TO | Direct Participation Programs Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 2003 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 27 December 1995 |
| Series 1 | Registered Representative Examination | 21 April 1976 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Registered Representative Examination
- Full name
- Stephen Hinant Hecker
- CRD
- 821625
- Firm
- Exodus Wealth · CRD 174328
- Office
- Centerville, OH
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1976
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Hecker work?
Stephen Hecker is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Hecker a financial advisor?
Yes. Stephen Hecker has a current investment-adviser registration in Ohio, through Exodus Wealth since January 2020.
How many years of experience does Stephen Hecker have?
Stephen Hecker has 50 years in the financial industry, since May 1976, across 5 adviser firms.
What exams has Stephen Hecker passed?
Stephen Hecker has passed 5 licensing exams: the Series 1, Series 26, Series 63, Series 6TO and Series 22TO. The earliest, the Series 1, was passed in April 1976. FINRA credited Stephen Hecker with the SIE, which began in October 2018.
Where did Stephen Hecker work before Exodus Wealth?
Before Exodus Wealth, Stephen Hecker was registered through Prosperity Wealth Management, Inc., June 2016 to December 2019; Prosperity Financial Group, Inc., June 2016 to June 2016; Sterne Agee Investment Advisor Services, Inc., January 2015 to June 2016; Sterne Agee Investment Advisor Services, Inc., February 2013 to January 2015; WRP Investments, Inc., June 2004 to December 2012; WS Griffith Securities, Inc., January 2000 to June 2004.
Where is Stephen Hecker based?
Stephen Hecker’s registered office is in Centerville, OH.
Is Stephen Hecker registered with FINRA?
Yes. Stephen Hecker has a current broker registration, under CRD 821625.
Source: FINRA BrokerCheck
How can I verify Stephen Hecker’s record?
Search CRD 821625 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Hecker’s full registration record.