Stephen Gagliardi is Member and Chief Compliance Officer of Greenline Wealth Management, is a control person of the firm and directly owns between 25% and 50% of it.
Greenline Wealth Management LLC is a Boca Raton, FL firm with $117M under management, 247 clients and 7 advisers across 3 offices, as of its July 2026 filing.
- Greenline Wealth ManagementCurrent– present · 8 yearsBoca Raton, FL · Adviser representative · Firm CRD 298397
Investment adviser representative registrations
Stephen Gagliardi is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2018; the most recent is Texas, in July 2024.
- FloridaSince 17 September 2018
- TexasResidentSince 2 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 August 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 July 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Vincent Gagliardi
- CRD
- 6528854
- Firm
- Greenline Wealth Management · CRD 298397
- Role
- Member; Chief Compliance Officer
- Office
- 301 YAMATO ROAD, SUITE 3151, Boca Raton, FL 33431
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Gagliardi work?
Stephen Gagliardi is Member; Chief Compliance Officer of Greenline Wealth Management LLC, and is a control person of the firm.
Is Stephen Gagliardi a financial advisor?
Yes. Stephen Gagliardi has a current investment-adviser registration in Florida and Texas, through Greenline Wealth Management since August 2018.
How many years of experience does Stephen Gagliardi have?
Stephen Gagliardi has 11 years in the financial industry, since August 2015, across 1 adviser firm.
What exams has Stephen Gagliardi passed?
Stephen Gagliardi has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 2015. FINRA credited Stephen Gagliardi with the SIE, which began in October 2018.
Where is Stephen Gagliardi based?
Stephen Gagliardi’s registered office is in Boca Raton, FL.
Is Stephen Gagliardi registered with FINRA?
No. Stephen Gagliardi has no current broker registration.
How can I verify Stephen Gagliardi’s record?
Search CRD 6528854 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Gagliardi’s full registration record.