Stephen Finn has been an investment adviser representative at USAdvisors Wealth Management since July 2025, and is not listed among the firm’s executive officers or direct owners.
Usadvisors Wealth Management, LLC is an Eden Prairie, MN firm with $483M under management, 1,901 clients and 12 advisers across 12 offices, as of its February 2026 filing.
Stephen Finn’s longest registration was 3 years at Securian Financial Services, Inc. (2020–2023). Before joining USAdvisors Wealth Management in 2025, Stephen Finn was registered through Osaic Wealth, Inc. and Cetera Investment Advisers LLC.
- – present · 1 yearEden Prairie, MN · Adviser representative · Firm CRD 158108
- Osaic Wealth, Inc.– · under a yearInver Grove Heights, MN · Adviser representative · Firm CRD 23131
- Cetera Investment Advisers LLC– · 1 yearSt Paul, MN · Adviser representative · Firm CRD 105644
- Cri Securities, LLC– · 1 yearPortsmouth, RI · Adviser representative · Firm CRD 22589
- Securian Financial Services, Inc.– · 3 yearsSt Paul, MN · Adviser representative · Firm CRD 15296
Investment adviser representative registrations
Stephen Finn is registered as an investment adviser representative in Minnesota, since July 2025.
- MinnesotaSince 2 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 March 2017 |
| Series 7 | General Securities Representative Examination | 19 January 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Alan Finn
- CRD
- 6589910
- Firm
- USAdvisors Wealth Management · CRD 158108
- Office
- 15750 VENTURE LANE, Eden Prairie, MN 55344
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Finn work?
Stephen Finn is an investment adviser representative registered through Usadvisors Wealth Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Finn a financial advisor?
Yes. Stephen Finn has a current investment-adviser registration in Minnesota, through USAdvisors Wealth Management since July 2025.
How many years of experience does Stephen Finn have?
Stephen Finn has 10 years in the financial industry, since February 2016, across 5 adviser firms.
What exams has Stephen Finn passed?
Stephen Finn has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in January 2016. FINRA credited Stephen Finn with the SIE, which began in October 2018.
Where did Stephen Finn work before USAdvisors Wealth Management?
Before USAdvisors Wealth Management, Stephen Finn was registered through Osaic Wealth, Inc., March 2025 to June 2025; Cetera Investment Advisers LLC, August 2023 to March 2025; Cri Securities, LLC, February 2020 to November 2021; Securian Financial Services, Inc., February 2020 to August 2023.
Where is Stephen Finn based?
Stephen Finn’s registered office is in Eden Prairie, MN.
Is Stephen Finn registered with FINRA?
Yes. Stephen Finn has a current broker registration, under CRD 6589910.
Source: FINRA BrokerCheck
How can I verify Stephen Finn’s record?
Search CRD 6589910 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Finn’s full registration record.