Stephen Cook has been an investment adviser representative at Coquina Private Wealth since March 2025, and is not listed among the firm’s executive officers or direct owners.
Coquina Private Wealth LLC is a Port Charlotte, FL firm with $418M under management, 1,519 clients and 8 advisers across 5 offices, as of its February 2026 filing.
Stephen Cook’s longest registration was 18 years at Raymond James Financial Services (1991–2009). Before joining Coquina Private Wealth in 2025, Stephen Cook was registered through Raymond James Financial Services Advisors, Inc and Williams Financial Consultants.
- – present · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 333615
- Raymond James Financial Services Advisors, Inc– · 16 yearsBoca Raton, FL · Adviser representative · Firm CRD 149018
- Williams Financial Consultants– · 1 yearCoral Springs, FL · Adviser representative · Firm CRD 106919
- Raymond James Financial Services– · 18 yearsBoca Raton, FL · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Stephen Cook is registered as an investment adviser representative in 2 states. The first approvals date from March 2025; the most recent is Texas, in April 2025.
- FloridaSince 6 March 2025
- TexasSince 3 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 15 | Foreign Currency Options Examination | 5 September 1985 |
| Series 5 | Interest Rate Options Examination | 12 October 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 1979 |
| Series 7 | General Securities Representative Examination | 19 March 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Foreign Currency Options Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Gerard Cook
- CRD
- 835712
- Firm
- Coquina Private Wealth · CRD 333615
- Office
- 902 Clint Moore Rd, Suite 124, Boca Raton, FL 33487
- Registration
- Investment adviser registration
- In the industry since
- March 1977
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Cook work?
Stephen Cook is an investment adviser representative registered through Coquina Private Wealth LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Cook a financial advisor?
Yes. Stephen Cook has a current investment-adviser registration in Florida and Texas, through Coquina Private Wealth since March 2025.
How many years of experience does Stephen Cook have?
Stephen Cook has 49 years in the financial industry, since March 1977, across 4 adviser firms.
What exams has Stephen Cook passed?
Stephen Cook has passed 4 licensing exams: the Series 7, Series 63, Series 5 and Series 15. The earliest, the Series 7, was passed in March 1977. FINRA credited Stephen Cook with the SIE, which began in October 2018.
Where did Stephen Cook work before Coquina Private Wealth?
Before Coquina Private Wealth, Stephen Cook was registered through Williams Financial Consultants, April 2004 to December 2005; Raymond James Financial Services, January 1991 to October 2009.
Where is Stephen Cook based?
Stephen Cook’s registered office is in Boca Raton, FL.
Is Stephen Cook registered with FINRA?
No. Stephen Cook has no current broker registration.
How can I verify Stephen Cook’s record?
Search CRD 835712 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Cook’s full registration record.
