Stephanie Ternes has been Chief Compliance Officer of Wealth Forward since July 2017, is a control person of the firm and directly owns under 5% of it. Stephanie Ternes holds a Degree in Mass Communications from Minnesota State University Moorhead.
Wealth Forward, LLC is a Fargo, ND firm with $228M under management, 367 clients and 2 advisers in one office, as of its July 2026 filing.
Stephanie Ternes is Client Relationship Coordinator and Chief Compliance Officer of Wealth Forward LLC. She began working at Wealth Forward in the summer of 2006. Her responsibilities include managing day-to-day operations, transaction processing, back office functions and compliance.
Investment adviser representative registrations
Stephanie Ternes is registered as an investment adviser representative in North Dakota, since May 2014.
- North DakotaSince 12 May 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 March 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stephanie L Ternes
- CRD
- 5198724
- Firm
- Wealth Forward · CRD 159467
- Role
- Chief Compliance Officer
- Office
- 2632 47TH ST S., SUITE 107, Fargo, ND 58104
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthforward.com
Where does Stephanie Ternes work?
Stephanie Ternes has been Chief Compliance Officer of Wealth Forward, LLC since July 2017, and is a control person of the firm.
Is Stephanie Ternes a financial advisor?
Yes. Stephanie Ternes has a current investment-adviser registration in North Dakota, through Wealth Forward since May 2014.
How many years of experience does Stephanie Ternes have?
Stephanie Ternes has 12 years in the financial industry, since May 2014, across 1 adviser firm.
What exams has Stephanie Ternes passed?
Stephanie Ternes passed the Series 65 in March 2013.
Where is Stephanie Ternes based?
Stephanie Ternes’ registered office is in Fargo, ND.
Is Stephanie Ternes registered with FINRA?
No. Stephanie Ternes has no current broker registration.
How can I verify Stephanie Ternes’ record?
Search CRD 5198724 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephanie Ternes’ full registration record.