Stephanie Goetsch has been an investment adviser representative at Kelman Lazarov since April 2023, and is not listed among the firm’s executive officers or direct owners. Stephanie Goetsch holds a Bachelor of Arts in Communication Studies from Furman University.
Kelman Lazarov Inc is a Memphis, TN firm with $895M under management, 579 clients and 13 advisers in one office, as of its March 2026 filing.
Stephanie Goetsch is Associate Financial Advisor of Kelman-Lazarov, based in Memphis. She is a member of the financial planning team and helps create plans for the clients the firm serves. Before joining, she gained wealth management experience at Merrill Lynch and Raymond James, where she offered tailored advice and helped develop personalized financial plans based on individual goals.
Stephanie Goetsch’s longest registration is the current one, 3 years at Kelman Lazarov since 2023. Before joining Kelman Lazarov in 2023, Stephanie Goetsch was registered through Raymond James Financial Services Advisors, Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Raymond James Financial Services Advisors, Inc– · 1 yearMemphis, TN · Adviser representative · Firm CRD 149018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearFrisco, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Stephanie Goetsch is registered as an investment adviser representative in Tennessee, since April 2023.
- TennesseeSince 28 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 October 2019 |
| Series 7TO | General Securities Representative Examination | 30 August 2019 |
| SIE | Securities Industry Essentials Examination | 23 February 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Stephanie Lynn Goetsch
- CRD
- 6940618
- Firm
- Kelman Lazarov · CRD 107727
- Office
- 5100 POPLAR AVE, STE 2805, Memphis, TN 38137-2805
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- kelman-lazarov.com
Where does Stephanie Goetsch work?
Stephanie Goetsch is an investment adviser representative registered through Kelman Lazarov Inc since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Stephanie Goetsch a financial advisor?
Yes. Stephanie Goetsch has a current investment-adviser registration in Tennessee, through Kelman Lazarov since April 2023.
How many years of experience does Stephanie Goetsch have?
Stephanie Goetsch has 7 years in the financial industry, since August 2019, across 3 adviser firms.
What exams has Stephanie Goetsch passed?
Stephanie Goetsch has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2019.
Where did Stephanie Goetsch work before Kelman Lazarov?
Before Kelman Lazarov, Stephanie Goetsch was registered through Raymond James Financial Services Advisors, Inc, May 2021 to April 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2019 to May 2021.
Where is Stephanie Goetsch based?
Stephanie Goetsch’s registered office is in Memphis, TN.
Is Stephanie Goetsch registered with FINRA?
Yes. Stephanie Goetsch has a current broker registration, under CRD 6940618.
Source: FINRA BrokerCheck
How can I verify Stephanie Goetsch’s record?
Search CRD 6940618 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephanie Goetsch’s full registration record.
Keith SchmittPresident/Director of Financial Planning- Michael MunekataChief Compliance Officer
Andrew BuzanTreasurer/Chief Investment Officer
April LowerySenior Financial Advisor
Patrick O'HearnSecretary/Senior Financial Advisor
Christopher PurcellSenior Financial
Martin KelmanChairman- Ronald LazarovFounding Partner
Jacob SamuelsSenior Portfolio Manager