Stanton Weissenborn has been an investment adviser representative at Wealth Effects since July 2021, and is not listed among the firm’s executive officers or direct owners.
Wealth Effects LLC is a Boston, MA firm with $472M under management, 602 clients and 9 advisers across 11 offices, as of its February 2026 filing.
Stanton Weissenborn’s longest registration was 13 years at Janney Montgomery Scott LLC (2006–2019). Before joining Wealth Effects in 2021, Stanton Weissenborn was registered through Coburn & Meredith, Inc. and Janney Montgomery Scott LLC.
- Coburn & Meredith, Inc.– · 1 yearStuart, FL · Adviser representative · Firm CRD 164
- Janney Montgomery Scott LLC– · 13 yearsStuart, FL · Adviser representative · Firm CRD 463
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 April 1987 |
| PC | AMEX Put and Call Exam | 2 September 1977 |
| Series 40 | Registered Principal Examination | 7 April 1977 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Principal Examination
- Full name
- Stanton Focht Weissenborn
- CRD
- 462541
- Firm
- Wealth Effects · CRD 315244
- Office
- Stuart, FL
- Registration
- Investment adviser registration
- In the industry since
- August 1970
- Disciplinary history
- Not yet shown here · SEC record
Where does Stanton Weissenborn work?
Stanton Weissenborn is an investment adviser representative registered through Wealth Effects LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Stanton Weissenborn a financial advisor?
Yes. Stanton Weissenborn has a current investment-adviser registration, through Wealth Effects since July 2021.
How many years of experience does Stanton Weissenborn have?
Stanton Weissenborn has 56 years in the financial industry, since August 1970, across 3 adviser firms.
What exams has Stanton Weissenborn passed?
Stanton Weissenborn has passed 6 licensing exams: the Series 40, PC, Series 63, Series 65, Series 24 and Series 7TO. The earliest, the Series 40, was passed in April 1977. FINRA credited Stanton Weissenborn with the SIE, which began in October 2018.
Where did Stanton Weissenborn work before Wealth Effects?
Before Wealth Effects, Stanton Weissenborn was registered through Janney Montgomery Scott LLC, September 2006 to December 2019.
Where is Stanton Weissenborn based?
Stanton Weissenborn’s registered office is in Stuart, FL.
Is Stanton Weissenborn registered with FINRA?
No. Stanton Weissenborn has no current broker registration.
How can I verify Stanton Weissenborn’s record?
Search CRD 462541 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stanton Weissenborn’s full registration record.