Stanley Szafran has been Director and Vice President of Trust Advisors since June 2014, is a control person of the firm and directly owns under 5% of it.
Trust Advisors, Inc. is a Houston, TX firm with $6.97B under management, 12 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Stanley Szafran’s longest registration is the current one, 18 years at Szafran Capital Management, LLC since 2008.
- Szafran Capital Management, LLCAlso current– present · 18 yearsRowlett, TX · Adviser representative · Firm CRD 146157
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsDallas, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Stanley Szafran is registered as an investment adviser representative in Texas, since February 2008.
- TexasSince 20 February 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 17 January 2003 |
| Series 66 | Uniform Combined State Law Examination | 3 May 2001 |
| Series 7 | General Securities Representative Examination | 6 February 2001 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stanley Ray Szafran
- CRD
- 4325504
- Firm
- Trust Advisors · CRD 157508
- Role
- Director and Vice President
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Stanley Szafran work?
Stanley Szafran has been Director and Vice President of Trust Advisors, Inc. since June 2014, and is a control person of the firm.
Is Stanley Szafran a financial advisor?
Yes. Stanley Szafran has a current investment-adviser registration in Texas.
How many years of experience does Stanley Szafran have?
Stanley Szafran has 25 years in the financial industry, since August 2001, across 2 adviser firms.
What exams has Stanley Szafran passed?
Stanley Szafran has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in February 2001.
Where was Stanley Szafran previously registered as an investment adviser?
Stanley Szafran has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2001 to October 2007, across 2 firms.
Is Stanley Szafran registered with FINRA?
No. Stanley Szafran has no current broker registration.
How can I verify Stanley Szafran’s record?
Search CRD 4325504 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stanley Szafran’s full registration record.