Stacey Cole has been Member & Chief Compliance Officer of Haven Private since December 2023, is a control person of the firm and directly owns under 5% of it. Stacey Cole holds a Juris Doctor from the University of Florida Levin College of Law and a Bachelor of Science in Public Relations from the University of Florida College of Journalism and Communications.
Haven Private, LLC is an Orlando, FL firm with $428M under management, 186 clients and 5 advisers in one office, as of its April 2026 filing.
Stacey Cole is CCO, Executive Managing Director of Haven Private LLC, where she is a founding partner and wealth advisor. She has 30 years of experience in helping families navigate the complexities of their wealth. Earlier she was a senior vice president and senior trust officer at U.S. Trust, and before that a partner with Akerman.
Stacey Cole’s longest registration is the current one, 2 years at Haven Private since 2024. Before joining Haven Private in 2024, Stacey Cole was registered through Haven Private and Fieldpoint Private Securities LLC.
- Haven Private– · 2 yearsOrlando, FL · Adviser representative · Firm CRD 141006
- Fieldpoint Private Securities LLC– · 1 yearOrlando, FL · Adviser representative · Firm CRD 18975
Investment adviser representative registrations
Stacey Cole is registered as an investment adviser representative in 2 states. The first approvals date from February 2024; the most recent is Texas, in July 2024.
- FloridaSince 4 February 2024
- TexasSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stacey Lynel Cole
- CRD
- 7223460
- Firm
- Haven Private · CRD 329012
- Role
- Member & Chief Compliance Officer
- Office
- 976 LAKE BALDWIN LANE, SUITE 201, Orlando, FL 32814
- Registration
- Investment adviser registration
- In the industry since
- August 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- havenprivate.com
Where does Stacey Cole work?
Stacey Cole has been Member & Chief Compliance Officer of Haven Private, LLC since December 2023, and is a control person of the firm.
Is Stacey Cole a financial advisor?
Yes. Stacey Cole has a current investment-adviser registration in Florida and Texas, through Haven Private since February 2024.
How many years of experience does Stacey Cole have?
Stacey Cole has 6 years in the financial industry, since August 2020, across 3 adviser firms.
What exams has Stacey Cole passed?
Stacey Cole passed the Series 65 in August 2020.
Where did Stacey Cole work before Haven Private?
Before Haven Private, Stacey Cole was registered through Fieldpoint Private Securities LLC, August 2020 to April 2022.
Where is Stacey Cole based?
Stacey Cole’s registered office is in Orlando, FL.
Is Stacey Cole registered with FINRA?
No. Stacey Cole has no current broker registration.
How can I verify Stacey Cole’s record?
Search CRD 7223460 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stacey Cole’s full registration record.
