Spencer Graeter has been Managing Member and Chief Compliance Officer of Graeter Wealth Advisors since March 2014, is a control person of the firm and directly owns between 50% and 75% of it.
Graeter Wealth Advisors, LLC is a Louisville, KY firm with $105M under management, 85 clients and 3 advisers in one office, as of its February 2026 filing.
Spencer Graeter’s longest registration is the current one, 12 years at Graeter Wealth Advisors since 2014. Before joining Graeter Wealth Advisors in 2014, Spencer Graeter was registered through Raymond James Financial Services Advisors, Inc.
- Graeter Wealth Advisors, LLCCurrent– present · 12 yearsLouisville, KY · Adviser representative · Firm CRD 170046
- Raymond James Financial Services Advisors, Inc– · 4 yearsLouisville, KY · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Spencer Graeter is registered as an investment adviser representative in Kentucky, since July 2014.
- KentuckySince 3 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 September 2007 |
| Series 7 | General Securities Representative Examination | 13 August 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Spencer Harris Graeter
- CRD
- 5392835
- Firm
- Graeter Wealth Advisors · CRD 170046
- Role
- Managing Member and Chief Compliance Officer
- Office
- 4360 BROWNSBORO ROAD, SUITE 211, Louisville, KY 40207
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Spencer Graeter work?
Spencer Graeter has been Managing Member and Chief Compliance Officer of Graeter Wealth Advisors, LLC since March 2014, and is a control person of the firm.
Is Spencer Graeter a financial advisor?
Yes. Spencer Graeter has a current investment-adviser registration in Kentucky, through Graeter Wealth Advisors since July 2014.
How many years of experience does Spencer Graeter have?
Spencer Graeter has 16 years in the financial industry, since December 2009, across 2 adviser firms.
What exams has Spencer Graeter passed?
Spencer Graeter has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2007.
Where did Spencer Graeter work before Graeter Wealth Advisors?
Before Graeter Wealth Advisors, Spencer Graeter was registered through Raymond James Financial Services Advisors, Inc, September 2009 to March 2014.
Where is Spencer Graeter based?
Spencer Graeter’s registered office is in Louisville, KY.
Is Spencer Graeter registered with FINRA?
No. Spencer Graeter has no current broker registration.
How can I verify Spencer Graeter’s record?
Search CRD 5392835 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Spencer Graeter’s full registration record.