Spencer Garrett has been Junior Analyst / Assistant Portfolio Manager, Shareholder of Chase Investment Counsel since September 2023, is not listed as a control person, but directly owns under 5% of the firm.
Chase Investment Counsel Corporation is a Charlottesville, VA firm with $510M under management, 132 clients and 6 advisers in one office, as of its March 2026 filing.
Spencer Garrett’s longest registration was 3 years at Canal Capital Management, LLC (2019–2023). Before joining Chase Investment Counsel in 2023, Spencer Garrett was registered through Longview Wealth Management and Canal Capital Management, LLC.
- – present · 3 yearsCharlottesville, VA · Adviser representative · Firm CRD 104648
- Longview Wealth Management– · under a yearRichmond, VA · Adviser representative · Firm CRD 136214
- Canal Capital Management, LLC– · 3 yearsRichmond, VA · Adviser representative · Firm CRD 164971
- Oppenheimer & Co. Inc.– · 1 yearRichmond, VA · Adviser representative · Firm CRD 249
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearRichmond, VA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Spencer Garrett is registered as an investment adviser representative in Virginia, since September 2023.
- VirginiaSince 20 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 April 2017 |
| Series 7 | General Securities Representative Examination | 18 January 2017 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Spencer Jones Garrett
- CRD
- 6692788
- Firm
- Chase Investment Counsel · CRD 104648
- Role
- Junior Analyst / Assistant Portfolio Manager, Shareholder
- Office
- 350 OLD IVY WAY, SUITE 100, Charlottesville, VA 22903-4897
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Spencer Garrett work?
Spencer Garrett has been Junior Analyst / Assistant Portfolio Manager, Shareholder of Chase Investment Counsel Corporation since September 2023.
Is Spencer Garrett a financial advisor?
Yes. Spencer Garrett has a current investment-adviser registration in Virginia, through Chase Investment Counsel since September 2023.
How many years of experience does Spencer Garrett have?
Spencer Garrett has 9 years in the financial industry, since February 2017, across 5 adviser firms.
What exams has Spencer Garrett passed?
Spencer Garrett has passed 3 licensing exams: the Series 7, Series 66 and Series 63. The earliest, the Series 7, was passed in January 2017. FINRA credited Spencer Garrett with the SIE, which began in October 2018.
Where did Spencer Garrett work before Chase Investment Counsel?
Before Chase Investment Counsel, Spencer Garrett was registered through Longview Wealth Management, February 2023 to September 2023; Canal Capital Management, LLC, October 2019 to January 2023; Oppenheimer & Co. Inc., December 2017 to September 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2017 to December 2017.
Where is Spencer Garrett based?
Spencer Garrett’s registered office is in Charlottesville, VA.
Is Spencer Garrett registered with FINRA?
No. Spencer Garrett has no current broker registration.
How can I verify Spencer Garrett’s record?
Search CRD 6692788 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Spencer Garrett’s full registration record.
- Jennifer KingChief Executive Officer, Corporate Secretary, Director, Chief Compliance Officer, Shareholder
Robert KlintworthSenior Vice President, Portfolio Manager, Shareholder
Peter TuzPresident, Director, Portfolio Manager, Shareholder- Luis AlvarezDirector
- Edwin BurtonDirector, Shareholder
- D ChaseShareholder
Stuart ChaseChairman of the Board, Director, Shareholder- Derwood ChaseFounder & Chairman Emeritus, Director, Shareholder
- Craig RedingerDirector