Shmuel Beckerman has been Chief Compliance Officer of Schonfeld Wealth Management since June 2026, is a control person of the firm and directly owns under 5% of it.
Schonfeld Wealth Management, LLC is a Brooklyn, NY firm with $133M under management, 159 clients and 2 advisers across 3 offices, as of its September 2026 filing.
Shmuel Beckerman’s longest registration was 3 years at Park Avenue Securities LLC (2022–2026). Before joining Schonfeld Wealth Management in 2026, Shmuel Beckerman was registered through Park Avenue Securities LLC.
- – present · under a yearBrooklyn, NY · Adviser representative · Firm CRD 342323
- Park Avenue Securities LLC– · 3 yearsBrooklyn, NY · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Shmuel Beckerman is registered as an investment adviser representative in 3 states. Each was approved in June 2026.
- New JerseySince 16 June 2026
- New YorkSince 8 June 2026
- TexasSince 8 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 September 2022 |
| Series 7TO | General Securities Representative Examination | 8 August 2022 |
| SIE | Securities Industry Essentials Examination | 7 June 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7516145
- Firm
- Schonfeld Wealth Management · CRD 342323
- Role
- Chief Compliance Officer
- Office
- 1063 63RD STREET, 9TH FLOOR, SUITE 9400, Brooklyn, NY 11219
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Shmuel Beckerman work?
Shmuel Beckerman has been Chief Compliance Officer of Schonfeld Wealth Management, LLC since June 2026, and is a control person of the firm.
Is Shmuel Beckerman a financial advisor?
Yes. Shmuel Beckerman has a current investment-adviser registration in New Jersey, New York and Texas, through Schonfeld Wealth Management since June 2026.
How many years of experience does Shmuel Beckerman have?
Shmuel Beckerman has 4 years in the financial industry, since August 2022, across 2 adviser firms.
What exams has Shmuel Beckerman passed?
Shmuel Beckerman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2022.
Where is Shmuel Beckerman based?
Shmuel Beckerman’s registered office is in Brooklyn, NY.
Is Shmuel Beckerman registered with FINRA?
Yes. Shmuel Beckerman has a current broker registration, under CRD 7516145.
Source: FINRA BrokerCheck
How can I verify Shmuel Beckerman’s record?
Search CRD 7516145 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Shmuel Beckerman’s full registration record.