Sherwood Barbour has been an investment adviser representative at Altitude Capital Management since January 2024, and is not listed among the firm’s executive officers or direct owners.
Altitude Capital Management LLC is a Des Moines, IA firm with $104M under management, 488 clients and 26 advisers across 28 offices, as of its October 2026 filing.
Sherwood Barbour’s longest registration was 4 years at Premier Financial Services of North Carolina (2015–2020). Before joining Altitude Capital Management in 2024, Sherwood Barbour was registered through Amerity Wealth Management, LLC and Beacon Global Advisor Network, LLC.
- – present · 2 yearsRaleigh, NC · Adviser representative · Firm CRD 329366
- Amerity Wealth Management, LLC– · under a yearLakeland, FL · Adviser representative · Firm CRD 322265
- Beacon Global Advisor Network, LLC– · under a yearClayton, NC · Adviser representative · Firm CRD 288833
- Gradient Investments, LLC– · 2 yearsClayton, NC · Adviser representative · Firm CRD 141726
- Horter Investment Management, LLC– · under a yearClayton, NC · Adviser representative · Firm CRD 119880
- Premier Financial Services of North Carolina– · 4 yearsClayton, NC · Adviser representative · Firm CRD 281502
- Horter Investment Management, LLC– · 1 yearClayton, NC · Adviser representative · Firm CRD 119880
Investment adviser representative registrations
Sherwood Barbour is registered as an investment adviser representative in North Carolina, since January 2024.
- North CarolinaSince 23 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sherwood Allison Barbour
- CRD
- 4131036
- Firm
- Altitude Capital Management · CRD 329366
- Office
- 4208 SIX FORKS ROAD, SUITE 1000, Raleigh, NC 27609
- Registration
- Investment adviser registration
- In the industry since
- June 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Sherwood Barbour work?
Sherwood Barbour is an investment adviser representative registered through Altitude Capital Management LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Sherwood Barbour a financial advisor?
Yes. Sherwood Barbour has a current investment-adviser registration in North Carolina, through Altitude Capital Management since January 2024.
How many years of experience does Sherwood Barbour have?
Sherwood Barbour has 10 years in the financial industry, since June 2016, across 6 adviser firms.
What exams has Sherwood Barbour passed?
Sherwood Barbour has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2000.
Where did Sherwood Barbour work before Altitude Capital Management?
Before Altitude Capital Management, Sherwood Barbour was registered through Amerity Wealth Management, LLC, January 2023 to December 2023; Beacon Global Advisor Network, LLC, April 2022 to December 2022; Gradient Investments, LLC, February 2018 to September 2020; Horter Investment Management, LLC, January 2016 to April 2016; Premier Financial Services of North Carolina, November 2015 to September 2020; Horter Investment Management, LLC, October 2014 to December 2015.
Where is Sherwood Barbour based?
Sherwood Barbour’s registered office is in Raleigh, NC.
Is Sherwood Barbour registered with FINRA?
No. Sherwood Barbour has no current broker registration.
How can I verify Sherwood Barbour’s record?
Search CRD 4131036 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sherwood Barbour’s full registration record.
