Shawn Jones has been an investment adviser representative at Gallacher Capital Management since June 2014, and is not listed among the firm’s executive officers or direct owners.
Gallacher Capital Management LLC is a Lone Tree, CO firm with $539M under management, 516 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Shawn Jones’ longest registration is the current one, 12 years at Gallacher Capital Management since 2014. Before joining Gallacher Capital Management in 2014, Shawn Jones was registered through Strategic Advisers, Inc.
- – present · 12 yearsMesa, AZ · Adviser representative · Firm CRD 113189
- Strategic Advisers, Inc.– · 11 yearsChandler, AZ · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Shawn Jones is registered as an investment adviser representative in Arizona, since June 2014.
- ArizonaSince 30 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 April 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 2000 |
| Series 7 | General Securities Representative Examination | 31 August 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shawn Kelly Jones
- CRD
- 4242304
- Firm
- Gallacher Capital Management · CRD 113189
- Office
- 1830 Alma School Rd. Ste 114, Mesa, AZ 85210
- Registration
- Investment adviser registration
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Shawn Jones work?
Shawn Jones is an investment adviser representative registered through Gallacher Capital Management LLC since June 2014, and is not listed among the firm’s executive officers or direct owners.
Is Shawn Jones a financial advisor?
Yes. Shawn Jones has a current investment-adviser registration in Arizona, through Gallacher Capital Management since June 2014.
How many years of experience does Shawn Jones have?
Shawn Jones has 23 years in the financial industry, since February 2003, across 2 adviser firms.
What exams has Shawn Jones passed?
Shawn Jones has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in August 2000. FINRA credited Shawn Jones with the SIE, which began in October 2018.
Where did Shawn Jones work before Gallacher Capital Management?
Before Gallacher Capital Management, Shawn Jones was registered through Strategic Advisers, Inc., January 2003 to June 2014.
Where is Shawn Jones based?
Shawn Jones’ registered office is in Mesa, AZ.
Is Shawn Jones registered with FINRA?
No. Shawn Jones has no current broker registration.
How can I verify Shawn Jones’ record?
Search CRD 4242304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Jones’ full registration record.
- Kevin GallacherManager
- Quentin StokerCCO