Shawn Glogowski has been Principal/CCO of Note Advisors since August 2014, is a control person of the firm and directly owns under 5% of it.
Note Advisors, LLC is a Buffalo, NY firm with $437M under management, 542 clients and 6 advisers in one office, as of its March 2026 filing.
Shawn Glogowski is Co-Founder, Principal & Chief Compliance Officer of Note Advisors, LLC, based in Buffalo, NY. He has over 20 years of experience in the financial industry and co-founded Note Advisors with Tom Waring Jr. He specializes in crafting, executing and monitoring customized financial plans covering investments, taxes, retirement and estate planning.
Investment adviser representative registrations
Shawn Glogowski is registered as an investment adviser representative in 2 states. The first approvals date from March 2017; the most recent is New York, in February 2021.
- New YorkSince 26 February 2021
- TexasSince 17 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 January 2007 |
| Series 7 | General Securities Representative Examination | 18 December 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shawn Casey Glogowski
- CRD
- 5260757
- Firm
- Note Advisors · CRD 171466
- Role
- Principal/CCO
- Office
- 50 LAKEFRONT BLVD, SUITE 215, Buffalo, NY 14202
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- noteadvisor.com
Where does Shawn Glogowski work?
Shawn Glogowski has been Principal/CCO of Note Advisors, LLC since August 2014, and is a control person of the firm.
Is Shawn Glogowski a financial advisor?
Yes. Shawn Glogowski has a current investment-adviser registration in New York and Texas, through Note Advisors since March 2017.
How many years of experience does Shawn Glogowski have?
Shawn Glogowski has 9 years in the financial industry, since March 2017, across 1 adviser firm.
What exams has Shawn Glogowski passed?
Shawn Glogowski has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2006.
Where is Shawn Glogowski based?
Shawn Glogowski’s registered office is in Buffalo, NY.
Is Shawn Glogowski registered with FINRA?
No. Shawn Glogowski has no current broker registration.
How can I verify Shawn Glogowski’s record?
Search CRD 5260757 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Glogowski’s full registration record.