Seth Fulton has been an investment adviser representative at Van Diest Capital since November 2025, and is not listed among the firm’s executive officers or direct owners. Seth Fulton studied Luther College in Decorah at Iowa.
Van Diest Capital, LLC is a Polk City, IA firm with $144M under management, 467 clients and 8 advisers across 3 offices, as of its August 2026 filing.
Seth Fulton is Lead Wealth Advisor and Partner of Van Diest Capital. Since 2012 he has served individuals and families throughout Central Iowa as an investment advisor and wealth planner. He specializes in debt elimination, financial habit-building and values-based planning.
Seth Fulton’s longest registration was 7 years at Osaic Wealth, Inc. (2018–2025). Before joining Van Diest Capital in 2025, Seth Fulton was registered through Osaic Wealth, Inc. and Signator Investors, Inc.
- Van Diest CapitalCurrent– present · under a yearJohnston, IA · Adviser representative · Firm CRD 334743
- Osaic Wealth, Inc.– · 7 yearsJohnston, IA · Adviser representative · Firm CRD 23131
- Signator Investors, Inc.– · 2 yearsJohnston, IA · Adviser representative · Firm CRD 468
- Transamerica Financial Advisors, Inc.– · 4 yearsJohnston, IA · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Seth Fulton is registered as an investment adviser representative in Iowa, since November 2025.
- IowaSince 25 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 March 2012 |
| Series 7 | General Securities Representative Examination | 13 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Seth Bradley Fulton
- CRD
- 6027031
- Firm
- Van Diest Capital · CRD 334743
- Office
- 6165 NW 86th St., Johnston, IA 50131
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- vandiestcapital.com
Where does Seth Fulton work?
Seth Fulton is an investment adviser representative registered through Van Diest Capital, LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Seth Fulton a financial advisor?
Yes. Seth Fulton has a current investment-adviser registration in Iowa, through Van Diest Capital since November 2025.
How many years of experience does Seth Fulton have?
Seth Fulton has 14 years in the financial industry, since March 2012, across 4 adviser firms.
What exams has Seth Fulton passed?
Seth Fulton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2012. FINRA credited Seth Fulton with the SIE, which began in October 2018.
Where did Seth Fulton work before Van Diest Capital?
Before Van Diest Capital, Seth Fulton was registered through Signator Investors, Inc., May 2016 to November 2018; Transamerica Financial Advisors, Inc., April 2012 to May 2016.
Where is Seth Fulton based?
Seth Fulton’s registered office is in Johnston, IA.
Is Seth Fulton registered with FINRA?
No. Seth Fulton has no current broker registration.
How can I verify Seth Fulton’s record?
Search CRD 6027031 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Seth Fulton’s full registration record.
