Sergio Torres has been an investment adviser representative at Confidence Wealth Management since May 2022, and is not listed among the firm’s executive officers or direct owners.
Confidence Wealth Management, Inc. is a Los Angeles, CA firm with $454M under management, 743 clients and 8 advisers across 2 offices, as of its March 2026 filing.
- – present · 4 yearsLas Vegas, NV · Adviser representative · Firm CRD 127383
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 May 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sergio Barajas Torres
- CRD
- 7542816
- Firm
- Confidence Wealth Management · CRD 127383
- Office
- Las Vegas, NV
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Sergio Torres work?
Sergio Torres is an investment adviser representative registered through Confidence Wealth Management, Inc. since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Sergio Torres a financial advisor?
Yes. Sergio Torres has a current investment-adviser registration, through Confidence Wealth Management since May 2022.
How many years of experience does Sergio Torres have?
Sergio Torres has 4 years in the financial industry, since May 2022, across 1 adviser firm.
What exams has Sergio Torres passed?
Sergio Torres passed the Series 65 in May 2022.
Where is Sergio Torres based?
Sergio Torres’ registered office is in Las Vegas, NV.
Is Sergio Torres registered with FINRA?
No. Sergio Torres has no current broker registration.
How can I verify Sergio Torres’ record?
Search CRD 7542816 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sergio Torres’ full registration record.
