Sekhar Vemparala has been Managing Member & Chief Compliance Officer of Wealth Planning Asset Management Limited Liability since April 2015, is a control person of the firm and directly owns 75% or more of it.
Wealth Planning Asset Management Limited Liability Company is a Bedminster, NJ firm with $121M under management, 224 clients and 4 advisers in one office, as of its September 2026 filing.
Sekhar Vemparala’s longest registration was 7 years at NFP Advisor Services, LLC (2008–2015). Before joining Wealth Planning Asset Management Limited Liability in 2025, Sekhar Vemparala was registered through NFP Advisor Services, LLC and Qa3 Financial LLC.
- WP Asset ManagementCurrent– present · 1 yearBedminster, NJ · Adviser representative · Firm CRD 279034
- NFP Advisor Services, LLC– · 7 yearsBedminster, NJ · Adviser representative · Firm CRD 42046
- Qa3 Financial LLC– · 3 yearsBridgewater, NJ · Adviser representative · Firm CRD 104957
- American Express Financial Advisors, Inc.– · 2 yearsBridgewater, NJ · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Sekhar Vemparala is registered as an investment adviser representative in New Jersey, since April 2025.
- New JerseySince 9 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 16 June 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 1990 |
| Series 7 | General Securities Representative Examination | 9 August 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2081179
- Firm
- Wealth Planning Asset Management Limited Liability · CRD 279034
- Role
- Managing Member & Chief Compliance Officer
- Office
- 302 US-202, Bedminster, NJ 07921
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Sekhar Vemparala work?
Sekhar Vemparala has been Managing Member & Chief Compliance Officer of Wealth Planning Asset Management Limited Liability Company since April 2015, and is a control person of the firm.
Is Sekhar Vemparala a financial advisor?
Yes. Sekhar Vemparala has a current investment-adviser registration in New Jersey, through Wealth Planning Asset Management Limited Liability since April 2025.
How many years of experience does Sekhar Vemparala have?
Sekhar Vemparala has 14 years in the financial industry, since November 2011, across 4 adviser firms.
What exams has Sekhar Vemparala passed?
Sekhar Vemparala has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in August 1990.
Where did Sekhar Vemparala work before Wealth Planning Asset Management Limited Liability?
Before Wealth Planning Asset Management Limited Liability, Sekhar Vemparala was registered through NFP Advisor Services, LLC, October 2008 to December 2015; Qa3 Financial LLC, November 2004 to October 2008; American Express Financial Advisors, Inc., July 2002 to October 2004.
Where is Sekhar Vemparala based?
Sekhar Vemparala’s registered office is in Bedminster, NJ.
Is Sekhar Vemparala registered with FINRA?
No. Sekhar Vemparala has no current broker registration.
How can I verify Sekhar Vemparala’s record?
Search CRD 2081179 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sekhar Vemparala’s full registration record.