Sean Riley has been an investment adviser representative at Eldridge Investment Advisors since April 2007, and is not listed among the firm’s executive officers or direct owners. Sean Riley holds a B.S. in business administration from Massachusetts College of Liberal Arts.
Eldridge Investment Advisors Inc is a Manchester, NH firm with $814M under management, 687 clients and 8 advisers across 2 offices, as of its May 2026 filing.
Sean P. Riley is Vice President of Eldridge Investment Advisors, which he joined in 2007. With over 29 years of experience in asset management and employer-sponsored retirement plans, he specializes in investment advisory services, personal wealth planning and qualified retirement plans. Earlier he held senior-level executive roles with MFS Investment Management, MetLife and Cole Capital Markets.
Sean Riley’s longest registration is the current one, 19 years at Eldridge Investment Advisors since 2007. Before joining Eldridge Investment Advisors in 2007, Sean Riley was registered through Commonwealth Financial Network.
- LPL Financial LLCAlso current– present · 19 yearsManchester, NH · Adviser representative · Firm CRD 6413
- – present · 19 yearsManchester, NH · Adviser representative · Firm CRD 106380
- Commonwealth Financial Network– · under a yearBoston, MA · Adviser representative · Firm CRD 8032
Professional designations
Listed by Eldridge Investment Advisors
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Sean Riley is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2007; the most recent is Texas, in April 2019.
- New HampshireSince 5 April 2007
- TexasResidentSince 15 September 2017
- TexasSince 18 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 February 2007 |
| Series 7 | General Securities Representative Examination | 3 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sean Patrick Riley
- CRD
- 2785689
- Firm
- Eldridge Investment Advisors · CRD 106380
- Office
- 686 CHESTNUT ST, Manchester, NH 03104
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- eldridgeco.com
Where does Sean Riley work?
Sean Riley is an investment adviser representative registered through Eldridge Investment Advisors Inc since April 2007, and is not listed among the firm’s executive officers or direct owners.
Is Sean Riley a financial advisor?
Yes. Sean Riley has a current investment-adviser registration in New Hampshire, Texas and Texas, through Eldridge Investment Advisors since April 2007.
How many years of experience does Sean Riley have?
Sean Riley has 28 years in the financial industry, since March 1998, across 3 adviser firms.
What exams has Sean Riley passed?
Sean Riley has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in November 1997. FINRA credited Sean Riley with the SIE, which began in October 2018.
Where did Sean Riley work before Eldridge Investment Advisors?
Before Eldridge Investment Advisors, Sean Riley was registered through Commonwealth Financial Network, February 2007 to March 2007.
Where is Sean Riley based?
Sean Riley’s registered office is in Manchester, NH.
Is Sean Riley registered with FINRA?
Yes. Sean Riley has a current broker registration, under CRD 2785689.
Source: FINRA BrokerCheck
How can I verify Sean Riley’s record?
Search CRD 2785689 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sean Riley’s full registration record.
