Sean Facey has been an investment adviser representative at Independent Wealth Network since May 2026, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Sean Facey’s longest registration was 1 year at Edward Jones (2020–2022). Before joining Independent Wealth Network in 2026, Sean Facey was registered through Fisher Investments and Transamerica Financial Advisors, Inc.
- – present · under a yearVero Beach, FL · Adviser representative · Firm CRD 286262
- Fisher Investments– · 1 yearTampa, FL · Adviser representative · Firm CRD 107342
- Transamerica Financial Advisors, Inc.– · under a yearWinter Park, FL · Adviser representative · Firm CRD 16164
- Edward Jones– · 1 yearSebastian, FL · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Sean Facey is registered as an investment adviser representative in 3 states. The first approvals date from May 2026; the most recent is Massachusetts, in June 2026.
- FloridaSince 20 May 2026
- MassachusettsSince 9 June 2026
- New HampshireSince 28 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 June 2020 |
| Series 7TO | General Securities Representative Examination | 11 May 2020 |
| SIE | Securities Industry Essentials Examination | 10 March 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Sean Michael Facey
- CRD
- 7226449
- Firm
- Independent Wealth Network · CRD 286262
- Office
- AFFINITY WEALTHCARE, LLC, 505 BEACHLAND BLVD. STE 1 #1167, Vero Beach, FL 32963
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean Facey work?
Sean Facey is an investment adviser representative registered through Independent Wealth Network, Inc. since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Sean Facey a financial advisor?
Yes. Sean Facey has a current investment-adviser registration in Florida, Massachusetts and New Hampshire, through Independent Wealth Network since May 2026.
How many years of experience does Sean Facey have?
Sean Facey has 4 years in the financial industry, since October 2022, across 4 adviser firms.
What exams has Sean Facey passed?
Sean Facey has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2020.
Where did Sean Facey work before Independent Wealth Network?
Before Independent Wealth Network, Sean Facey was registered through Fisher Investments, March 2024 to August 2025; Transamerica Financial Advisors, Inc., July 2023 to December 2023; Edward Jones, June 2020 to January 2022.
Where is Sean Facey based?
Sean Facey’s registered office is in Vero Beach, FL.
Is Sean Facey registered with FINRA?
No. Sean Facey has no current broker registration.
How can I verify Sean Facey’s record?
Search CRD 7226449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Facey’s full registration record.
