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Sean Connolly, portrait

Sean Connolly

Investment adviser representative at Avocet Capital Management in Libertyvile, IL

Investment adviser registrationUpdated

Sean Connolly is an investment adviser representative at Avocet Capital Management LLC, an investment adviser managing $158M, and works from its Libertyvile, IL office. Sean Connolly has been registered through Avocet Capital Management since 4 June 2024, has 5 years in the industry across 2 firms and has passed the Series 7, Series 66 and Series 87.

5
Years in industry
2
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Sean Connolly has been an investment adviser representative at Avocet Capital Management since June 2024, and is not listed among the firm’s executive officers or direct owners. Sean Connolly holds a Master's in Business Administration with Honors from The University of Chicago Booth School of Business and a Bachelor's in Business Administration with Honors from The University of Notre Dame.

Avocet Capital Management LLC is a Northbrook, IL firm with $158M under management, 40 clients and 2 advisers across 3 offices, as of its May 2026 filing.

Sean Connolly is Portfolio Manager & Wealth Advisor of Avocet Capital Management, LLC, based in Northbrook, Illinois. Before joining Avocet Capital, Connolly was Founder and Manager of Tyderium Capital LLC, which actively managed a long-short equity fund. Connolly also spent numerous years as an Equity Research Associate at Robert W. Baird and a Manager in the audit practice of PricewaterhouseCoopers.

Sean Connolly’s longest registration was 2 years at Robert W. Baird & Co. Incorporated (2006–2009). Before joining Avocet Capital Management in 2024, Sean Connolly was registered through Robert W. Baird & Co. Incorporated.

  1. – present · 2 years
    Libertyvile, IL · Adviser representative · Firm CRD 156261
  2. Robert W. Baird & Co. Incorporated
    – · 2 years
    Milwaukee, WI · Adviser representative · Firm CRD 8158

Credentials and registrations

Professional designations

Listed by Avocet Capital Management

  • Certified Public Accountant (CPA)
  • Chartered Financial Analyst (CFA)

Investment adviser representative registrations

Sean Connolly is registered as an investment adviser representative in Illinois, since June 2024.

  • IllinoisSince 4 June 2024

Examinations

Series 879 January 2007
Name
Research Analyst Exam - Part II Regulations Module
Series 668 December 2006
Name
Uniform Combined State Law Examination
Series 713 October 2006
Name
General Securities Representative Examination

Key facts

Full name
Sean Patrick Connolly
CRD
5109902
Firm
Avocet Capital Management · CRD 156261
Office
Libertyvile, IL
Registration
Investment adviser registration
In the industry since
September 2021
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Sean Connolly work?

Sean Connolly is an investment adviser representative registered through Avocet Capital Management LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Sean Connolly a financial advisor?

Yes. Sean Connolly has a current investment-adviser registration in Illinois, through Avocet Capital Management since June 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Sean Connolly have?

Sean Connolly has 5 years in the financial industry, since September 2021, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Sean Connolly passed?

Sean Connolly has passed 3 licensing exams: the Series 7, Series 66 and Series 87. The earliest, the Series 7, was passed in October 2006.

Source: IAPD individual record, checked 22 October 2026

Where did Sean Connolly work before Avocet Capital Management?

Before Avocet Capital Management, Sean Connolly was registered through Robert W. Baird & Co. Incorporated, December 2006 to August 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Sean Connolly based?

Sean Connolly’s registered office is in Libertyvile, IL.

Source: IAPD individual record, checked 22 October 2026

Is Sean Connolly registered with FINRA?

No. Sean Connolly has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Sean Connolly a CFA charterholder?

Avocet Capital Management lists Sean Connolly with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.

Source: Sean Connolly biography, avocetcapital.com

How can I verify Sean Connolly’s record?

Search CRD 5109902 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Connolly’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Avocet Capital Management

Sources

  1. IAPD individual record, CRD 5109902, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Avocet Capital Management LLC, filed 19 May 2026. Executive officers and direct owners; this person is not among them.
  3. Avocet Capital Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.