Scott Stevens has been an investment adviser representative at Medallion Wealth Advisors since December 2018, and is not listed among the firm’s executive officers or direct owners.
Medallion Wealth Advisors, LLC is a Farmington, CT firm with $517M under management, 2,484 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Scott Stevens’ longest registration was 17 years at Citigroup Global Markets Inc. (1992–2009). Before joining Medallion Wealth Advisors in 2018, Scott Stevens was registered through Raymond James & Associates, Inc. and Morgan Stanley.
- – present · 7 yearsFarmington, CT · Adviser representative · Firm CRD 156064
- Raymond James & Associates, Inc.– · under a yearWest Hartford, CT · Adviser representative · Firm CRD 705
- Morgan Stanley– · 8 yearsWest Hartford, CT · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 17 yearsWest Hartford, CT · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Scott Stevens is registered as an investment adviser representative in 4 states. The first approvals date from December 2018; the most recent is Massachusetts, in January 2019.
- ConnecticutSince 6 December 2018
- MassachusettsSince 10 January 2019
- New JerseySince 12 December 2018
- PennsylvaniaSince 7 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 September 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 January 1992 |
| Series 7 | General Securities Representative Examination | 22 January 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott G. Stevens
- CRD
- 2202156
- Firm
- Medallion Wealth Advisors · CRD 156064
- Office
- 2 BRIDGEWATER ROAD, SUITE 201, Farmington, CT 06032
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Stevens work?
Scott Stevens is an investment adviser representative registered through Medallion Wealth Advisors, LLC since December 2018, and is not listed among the firm’s executive officers or direct owners.
Is Scott Stevens a financial advisor?
Yes. Scott Stevens has a current investment-adviser registration in Connecticut, Massachusetts, New Jersey and Pennsylvania, through Medallion Wealth Advisors since December 2018.
How many years of experience does Scott Stevens have?
Scott Stevens has 34 years in the financial industry, since January 1992, across 4 adviser firms.
What exams has Scott Stevens passed?
Scott Stevens has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1992. FINRA credited Scott Stevens with the SIE, which began in October 2018.
Where did Scott Stevens work before Medallion Wealth Advisors?
Before Medallion Wealth Advisors, Scott Stevens was registered through Raymond James & Associates, Inc., February 2018 to November 2018; Morgan Stanley, June 2009 to February 2018; Citigroup Global Markets Inc., April 1992 to June 2009.
Where is Scott Stevens based?
Scott Stevens’ registered office is in Farmington, CT.
Is Scott Stevens registered with FINRA?
Yes. Scott Stevens has a current broker registration, under CRD 2202156.
Source: FINRA BrokerCheck
How can I verify Scott Stevens’ record?
Search CRD 2202156 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Stevens’ full registration record.