Scott Smith has been an investment adviser representative at Stephen Smith Financial since December 2025, and is not listed among the firm’s executive officers or direct owners.
Stephen Smith Financial Inc. is a Schaumburg, IL firm with $129M under management, 160 clients and 2 advisers in one office, as of its July 2026 filing.
Scott Smith is Financial Advisor at Stephen Smith Financial Inc. He previously spent many years as an entrepreneur with his own design and prototyping business. He has been a financial advisor for over 10 years, serving a cross section of family needs in developing and supporting their retirement financial strategies.
Scott Smith’s longest registration was 7 years at Significant Wealth Partners LLC (2018–2026). Before joining Stephen Smith Financial in 2025, Scott Smith was registered through Significant Wealth Partners LLC and Capital Management Consultants, Inc.
- Stephen Smith Financial Inc.Current– present · under a yearSchaumburg, IL · Adviser representative · Firm CRD 339402
- Significant Wealth Partners LLC– · 7 yearsCary, IL · Adviser representative · Firm CRD 293060
- Capital Management Consultants, Inc.– · 1 yearCary, IL · Adviser representative · Firm CRD 19935
Investment adviser representative registrations
Scott Smith is registered as an investment adviser representative in Illinois, since December 2025.
- IllinoisSince 4 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 December 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Scott Robert Smith
- CRD
- 6846696
- Firm
- Stephen Smith Financial · CRD 339402
- Office
- 1701 EAST WOODFIELD ROAD, SUITE 810, Schaumburg, IL 60173
- Registration
- Investment adviser registration
- In the industry since
- January 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stephensmithfinancial.com
Where does Scott Smith work?
Scott Smith is an investment adviser representative registered through Stephen Smith Financial Inc. since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Smith a financial advisor?
Yes. Scott Smith has a current investment-adviser registration in Illinois, through Stephen Smith Financial since December 2025.
How many years of experience does Scott Smith have?
Scott Smith has 8 years in the financial industry, since January 2018, across 3 adviser firms.
What exams has Scott Smith passed?
Scott Smith passed the Series 65 in December 2017.
Where did Scott Smith work before Stephen Smith Financial?
Before Stephen Smith Financial, Scott Smith was registered through Capital Management Consultants, Inc., January 2018 to January 2019.
Where is Scott Smith based?
Scott Smith’s registered office is in Schaumburg, IL.
Is Scott Smith registered with FINRA?
No. Scott Smith has no current broker registration.
How can I verify Scott Smith’s record?
Search CRD 6846696 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Smith’s full registration record.
