Scott Sanborn has been an investment adviser representative at Align Financial since August 2025, and is not listed among the firm’s executive officers or direct owners.
Align Financial, LLC is a Hermantown, MN firm with $434M under management, 188 clients and 5 advisers across 6 offices, as of its September 2026 filing.
Scott Sanborn is Lead Flat Fee Planner at Retire Agile. He joined the Retire Agile team to help clients who prefer to self-manage their investments but want a clear, executable retirement plan. Before retiring from a 30-year career as a military aviator and intelligence officer, he coordinated complex military operations.
Scott Sanborn’s longest registration was 3 years at Strategic Financial Concepts, LLC (2022–2025). Before joining Align Financial in 2025, Scott Sanborn was registered through Strategic Financial Concepts, LLC.
- Strategic Financial Concepts, LLC– · 3 yearsMercer, WI · Adviser representative · Firm CRD 141849
Professional designations
Listed by Align Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Scott Sanborn is registered as an investment adviser representative in 3 states. The first approvals date from August 2025; the most recent is Florida, in January 2026.
- FloridaSince 5 January 2026
- TexasSince 7 August 2025
- WisconsinSince 7 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Scott Edward Sanborn
- CRD
- 7566381
- Firm
- Align Financial · CRD 309238
- Office
- Mercer, WI
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- retireagile.com
Where does Scott Sanborn work?
Scott Sanborn is an investment adviser representative registered through Align Financial, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Sanborn a financial advisor?
Yes. Scott Sanborn has a current investment-adviser registration in Florida, Texas and Wisconsin, through Align Financial since August 2025.
How many years of experience does Scott Sanborn have?
Scott Sanborn has 4 years in the financial industry, since May 2022, across 2 adviser firms.
What exams has Scott Sanborn passed?
Scott Sanborn passed the Series 65 in July 2021.
Where is Scott Sanborn based?
Scott Sanborn’s registered office is in Mercer, WI.
Is Scott Sanborn registered with FINRA?
No. Scott Sanborn has no current broker registration.
Is Scott Sanborn a CFP?
Align Financial lists Scott Sanborn with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Scott Sanborn’s record?
Search CRD 7566381 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Sanborn’s full registration record.