Scott Herndon has been an investment adviser representative at Adapt Wealth Advisors since February 2024, and is not listed among the firm’s executive officers or direct owners.
Adapt Wealth Advisors, LLC is an Atlanta, GA firm with $469M under management, 463 clients and 10 advisers across 3 offices, as of its September 2026 filing.
Scott Herndon’s longest registration is the current one, 2 years at Adapt Wealth Advisors since 2024. Before joining Adapt Wealth Advisors in 2024, Scott Herndon was registered through Ameriprise Financial Services, LLC.
- Adapt Wealth Advisors, LLCCurrent– present · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 329448
- Ameriprise Financial Services, LLC– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Scott Herndon is registered as an investment adviser representative in Georgia, since February 2024.
- GeorgiaSince 15 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 April 2022 |
| Series 7TO | General Securities Representative Examination | 30 November 2021 |
| SIE | Securities Industry Essentials Examination | 17 June 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Scott Maxey Herndon
- CRD
- 6568309
- Firm
- Adapt Wealth Advisors · CRD 329448
- Office
- 6285 BARFIELD RD., SUITE 250, Atlanta, GA 30328
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Herndon work?
Scott Herndon is an investment adviser representative registered through Adapt Wealth Advisors, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Scott Herndon a financial advisor?
Yes. Scott Herndon has a current investment-adviser registration in Georgia, through Adapt Wealth Advisors since February 2024.
How many years of experience does Scott Herndon have?
Scott Herndon has 4 years in the financial industry, since November 2021, across 2 adviser firms.
What exams has Scott Herndon passed?
Scott Herndon has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2021.
Where is Scott Herndon based?
Scott Herndon’s registered office is in Atlanta, GA.
Is Scott Herndon registered with FINRA?
No. Scott Herndon has no current broker registration.
How can I verify Scott Herndon’s record?
Search CRD 6568309 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Herndon’s full registration record.
Jake BryantMember, Manager and Chief Executive Officer- Donnie RobinsonChief Operating Officer
- Roseann HigginsChief Compliance Officer