Scott Fischer has been Senior Investment Consultant of Enza Financial since August 2014, is a control person of the firm and directly owns between 5% and 10% of it. Scott Fischer holds a Bachelor of Science in Business Administration, Finance major from Kent State University.
Enza Financial, LLC is an Independence, OH firm with $191M under management, 198 clients and 4 advisers in one office, as of its March 2026 filing.
Scott Fischer is Principal and Director of Wealth Management of Enza Financial, LLC. Fischer has decades of experience in individual investment planning and corporate retirement plans.
Scott Fischer’s longest registration was 11 years at M Holdings Securities, Inc. (2011–2022). Before joining Enza Financial in 2021, Scott Fischer was registered through M Holdings Securities, Inc. and GWN Securities Inc.
- Enza Financial, LLCCurrent– present · 4 yearsIndependence, OH · Adviser representative · Firm CRD 315827
- M Holdings Securities, Inc.– · 11 yearsPortland, OR · Adviser representative · Firm CRD 43285
- GWN Securities Inc.– · 2 yearsHudson, OH · Adviser representative · Firm CRD 128929
- UBS Financial Services Inc.– · 1 yearAkron, OH · Adviser representative · Firm CRD 8174
- Valmark Advisers, Inc.– · 5 yearsNewark, OH · Adviser representative · Firm CRD 108050
Investment adviser representative registrations
Scott Fischer is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2021; the most recent is Texas, in February 2022.
- OhioSince 17 November 2021
- TexasResidentSince 17 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 February 2004 |
| Series 66 | Uniform Combined State Law Examination | 13 September 2002 |
| Series 7 | General Securities Representative Examination | 1 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Gerald Fischer
- CRD
- 4358126
- Firm
- Enza Financial · CRD 315827
- Role
- Senior Investment Consultant
- Office
- 6450 ROCKSIDE WOODS BLVD S, SUITE 150, Independence, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- enzafinancial.com
Where does Scott Fischer work?
Scott Fischer has been Senior Investment Consultant of Enza Financial, LLC since August 2014, and is a control person of the firm.
Is Scott Fischer a financial advisor?
Yes. Scott Fischer has a current investment-adviser registration in Ohio and Texas, through Enza Financial since November 2021.
How many years of experience does Scott Fischer have?
Scott Fischer has 25 years in the financial industry, since June 2001, across 5 adviser firms.
What exams has Scott Fischer passed?
Scott Fischer has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in March 2001. FINRA credited Scott Fischer with the SIE, which began in October 2018.
Where did Scott Fischer work before Enza Financial?
Before Enza Financial, Scott Fischer was registered through GWN Securities Inc., April 2009 to September 2011; UBS Financial Services Inc., November 2007 to April 2009; Valmark Advisers, Inc., September 2002 to October 2007.
Where is Scott Fischer based?
Scott Fischer’s registered office is in Independence, OH.
Is Scott Fischer registered with FINRA?
Yes. Scott Fischer has a current broker registration, under CRD 4358126.
Source: FINRA BrokerCheck
How can I verify Scott Fischer’s record?
Search CRD 4358126 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Fischer’s full registration record.
