Scott Carty has been an investment adviser representative at Custom Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Custom Wealth Management, LLC is a Plymouth, MI firm with $201M under management, 504 clients and 3 advisers in one office, as of its August 2026 filing.
Scott Carty is Financial Advisor of Custom Wealth Management. He works with clients on preparing for retirement and educates them to make financial decisions.
Scott Carty’s longest registration was 4 years at Oliver Lagore Vanvalin Investment Group, Inc. (2021–2025). Before joining Custom Wealth Management in 2026, Scott Carty was registered through Ae Wealth Management, LLC and Oliver Lagore Vanvalin Investment Group, Inc.
- Custom Wealth ManagementCurrent– present · under a yearPlymouth, MI · Adviser representative · Firm CRD 340956
- Ae Wealth Management, LLC– · under a yearPlymouth, MI · Adviser representative · Firm CRD 282580
- Oliver Lagore Vanvalin Investment Group, Inc.– · 4 yearsLivonia, MI · Adviser representative · Firm CRD 312989
- SPC– · 2 yearsFlint, MI · Adviser representative · Firm CRD 110692
- Carty Capital Management– · 2 yearsLivonia, MI · Adviser representative · Firm CRD 284563
- Insight Folios– · 1 yearLivonia, MI · Adviser representative · Firm CRD 174411
- Jack Keeter & Associates, Inc.– · 1 yearLivonia, MI · Adviser representative · Firm CRD 153803
Professional designations
Listed by Custom Wealth Management
- CFP®
Investment adviser representative registrations
Scott Carty is registered as an investment adviser representative in Michigan, since May 2026.
- MichiganSince 6 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 2019 |
| SIE | Securities Industry Essentials Examination | 11 January 2019 |
| Series 7 | General Securities Representative Examination | 10 January 2019 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 December 2013 |
| Series 66 | Uniform Combined State Law Examination | 22 January 2008 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Scott Richard Carty
- CRD
- 4800449
- Firm
- Custom Wealth Management · CRD 340956
- Office
- 41081 ANN ARBOR RD E, Plymouth, MI 48170
- Registration
- Investment adviser registration
- In the industry since
- June 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- custom-wm.com
Where does Scott Carty work?
Scott Carty is an investment adviser representative registered through Custom Wealth Management, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Scott Carty a financial advisor?
Yes. Scott Carty has a current investment-adviser registration in Michigan, through Custom Wealth Management since May 2026.
How many years of experience does Scott Carty have?
Scott Carty has 18 years in the financial industry, since June 2008, across 7 adviser firms.
What exams has Scott Carty passed?
Scott Carty has passed 5 licensing exams: the Series 66, Series 65, Series 7, SIE and Series 63. The earliest, the Series 66, was passed in January 2008.
Where did Scott Carty work before Custom Wealth Management?
Before Custom Wealth Management, Scott Carty was registered through Oliver Lagore Vanvalin Investment Group, Inc., April 2021 to December 2025; SPC, August 2018 to April 2021; Carty Capital Management, August 2016 to October 2018; Insight Folios, March 2015 to August 2016; Jack Keeter & Associates, Inc., December 2013 to April 2015.
Where is Scott Carty based?
Scott Carty’s registered office is in Plymouth, MI.
Is Scott Carty registered with FINRA?
No. Scott Carty has no current broker registration.
Is Scott Carty a CFP?
Custom Wealth Management lists Scott Carty with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Scott Carty’s record?
Search CRD 4800449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Carty’s full registration record.
