Scott Brown has been Managing Partner of Brown Wealth Management since November 2014, is a control person of the firm and directly owns 75% or more of it.
Brown Wealth Management, LLC is a Naperville, IL firm with $531M under management, 450 clients and 6 advisers in one office, as of its March 2026 filing.
Scott Brown’s longest registration was 5 years at Securities America Advisors, Inc. (2017–2023). Before joining Brown Wealth Management in 2023, Scott Brown was registered through Securities America Advisors, Inc. and National Planning Corporation ("NPC of America" in FL & NY).
- Securities America Advisors, Inc.– · 5 yearsNaperville, IL · Adviser representative · Firm CRD 110518
- National Planning Corporation ("NPC of America" in FL & NY)– · 5 yearsRiverwoods, IL · Adviser representative · Firm CRD 29604
- Advantage Investment Management, LLC– · 3 yearsNaperville, IL · Adviser representative · Firm CRD 146236
Investment adviser representative registrations
Scott Brown is registered as an investment adviser representative in 2 states. Each was approved in April 2023.
- IllinoisSince 6 April 2023
- TexasSince 5 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2008 |
| Series 7 | General Securities Representative Examination | 27 October 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Alexander Brown
- CRD
- 5608638
- Firm
- Brown Wealth Management · CRD 324695
- Role
- Managing Partner
- Office
- 1700 PARK STREET, SUITE 106, Naperville, IL 60563
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Brown work?
Scott Brown has been Managing Partner of Brown Wealth Management, LLC since November 2014, and is a control person of the firm.
Is Scott Brown a financial advisor?
Yes. Scott Brown has a current investment-adviser registration in Illinois and Texas, through Brown Wealth Management since April 2023.
How many years of experience does Scott Brown have?
Scott Brown has 17 years in the financial industry, since October 2008, across 4 adviser firms.
What exams has Scott Brown passed?
Scott Brown has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2008. FINRA credited Scott Brown with the SIE, which began in October 2018.
Where did Scott Brown work before Brown Wealth Management?
Before Brown Wealth Management, Scott Brown was registered through Securities America Advisors, Inc., October 2017 to March 2023; National Planning Corporation ("NPC of America" in FL & NY), July 2012 to October 2017; Advantage Investment Management, LLC, February 2009 to August 2012.
Where is Scott Brown based?
Scott Brown’s registered office is in Naperville, IL.
Is Scott Brown registered with FINRA?
Yes. Scott Brown has a current broker registration, under CRD 5608638.
Source: FINRA BrokerCheck
How can I verify Scott Brown’s record?
Search CRD 5608638 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Brown’s full registration record.