Sarah Pierce has been an investment adviser representative at Watershed Private Wealth since November 2023, and is not listed among the firm’s executive officers or direct owners.
Watershed Private Wealth LLC is an Oak Brook, IL firm with $414M under management, 144 clients and 3 advisers in one office, as of its August 2026 filing.
Sarah Pierce’s longest registration was 6 years at Northwestern Mutual Investment Services,llc (2011–2018). Before joining Watershed Private Wealth in 2023, Sarah Pierce was registered through Northwestern Mutual Investment Services,llc and Creative Planning.
- Watershed Private WealthCurrent– present · 2 yearsOak Brook, IL · Adviser representative · Firm CRD 316408
- Northwestern Mutual Investment Services,llc– · 3 yearsSt Charles, IL · Adviser representative · Firm CRD 2881
- Creative Planning– · 1 yearSt. Charles, IL · Adviser representative · Firm CRD 105348
- Northwestern Mutual Investment Services,llc– · 6 yearsChicago, IL · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Sarah Pierce is registered as an investment adviser representative in Illinois, since November 2023.
- IllinoisSince 3 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 August 2011 |
| Series 7 | General Securities Representative Examination | 3 August 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sarah Elizabeth Pierce
- CRD
- 5686514
- Firm
- Watershed Private Wealth · CRD 316408
- Office
- 1415 WEST. 22ND STREET, SUITE 550, Oak Brook, IL 60523
- Registration
- Investment adviser registration
- In the industry since
- October 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Sarah Pierce work?
Sarah Pierce is an investment adviser representative registered through Watershed Private Wealth LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Sarah Pierce a financial advisor?
Yes. Sarah Pierce has a current investment-adviser registration in Illinois, through Watershed Private Wealth since November 2023.
How many years of experience does Sarah Pierce have?
Sarah Pierce has 17 years in the financial industry, since October 2009, across 3 adviser firms.
What exams has Sarah Pierce passed?
Sarah Pierce has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2009. FINRA credited Sarah Pierce with the SIE, which began in October 2018.
Where did Sarah Pierce work before Watershed Private Wealth?
Before Watershed Private Wealth, Sarah Pierce was registered through Creative Planning, April 2018 to April 2020; Northwestern Mutual Investment Services,llc, August 2011 to April 2018.
Where is Sarah Pierce based?
Sarah Pierce’s registered office is in Oak Brook, IL.
Is Sarah Pierce registered with FINRA?
No. Sarah Pierce has no current broker registration.
How can I verify Sarah Pierce’s record?
Search CRD 5686514 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sarah Pierce’s full registration record.
