Sarah Layton has been an investment adviser representative at Warner Group since June 2026, and is not listed among the firm’s executive officers or direct owners.
Warner Group LLC is a Madison, CT firm with $458M under management, 758 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Investment adviser representative registrations
Sarah Layton is registered as an investment adviser representative in Connecticut, since June 2026.
- ConnecticutSince 30 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 June 2026 |
| SIE | Securities Industry Essentials Examination | 5 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Sarah Jayne Layton
- CRD
- 7835654
- Firm
- Warner Group · CRD 334877
- Office
- 869 BOSTON POST ROAD, Madison, CT 06443
- Registration
- Investment adviser registration
- In the industry since
- June 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Sarah Layton work?
Sarah Layton is an investment adviser representative registered through Warner Group LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Sarah Layton a financial advisor?
Yes. Sarah Layton has a current investment-adviser registration in Connecticut, through Warner Group since June 2026.
How many years of experience does Sarah Layton have?
Sarah Layton has 0 years in the financial industry, since June 2026, across 1 adviser firm.
What exams has Sarah Layton passed?
Sarah Layton has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in January 2026.
Where is Sarah Layton based?
Sarah Layton’s registered office is in Madison, CT.
Is Sarah Layton registered with FINRA?
No. Sarah Layton has no current broker registration.
How can I verify Sarah Layton’s record?
Search CRD 7835654 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sarah Layton’s full registration record.
- Lisa LaFondChief Compliance Officer
James WarnerOwner