Sara Jean Veatch has been an investment adviser representative at Oakworth Asset Management since July 2025, and is not listed among the firm’s executive officers or direct owners. Sara Jean Veatch holds a Bachelor of Arts in Business Management from East Carolina University.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Sara Jean Veatch is Client Advisor, Wealth Management at Oakworth in the Central Carolinas. She has more than 15 years of experience in wealth management and financial services, with an emphasis on complex financial planning for high-net-worth individuals. Before joining Oakworth she worked for four years at Truist, most recently as wealth strategist and senior vice president in Charlotte, and she began her career in private banking at Wells Fargo, first in Charlotte and then in California.
Sara Jean Veatch’s longest registration was 5 years at Wells Fargo Advisors, LLC (2009–2015). Before joining Oakworth Asset Management in 2025, Sara Jean Veatch was registered through Suntrust Advisory Services, Inc. and Advice and Planning Services.
- – present · 1 yearCharlotte, NC · Adviser representative · Firm CRD 335388
- Suntrust Advisory Services, Inc.– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 283390
- Advice and Planning Services– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 20472
- Wells Fargo Advisors, LLC– · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 19616
Professional designations
Listed by Oakworth Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Sara Jean Veatch is registered as an investment adviser representative in North Carolina, since July 2025.
- North CarolinaSince 3 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 25 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 August 2009 |
| Series 7 | General Securities Representative Examination | 24 June 2009 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sara Jean Mildred Veatch
- CRD
- 5408258
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 6000 Fairview Road, Ste. 125, Charlotte, NC 28210
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does Sara Jean Veatch work?
Sara Jean Veatch is an investment adviser representative registered through Oakworth Asset Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Sara Jean Veatch a financial advisor?
Yes. Sara Jean Veatch has a current investment-adviser registration in North Carolina, through Oakworth Asset Management since July 2025.
How many years of experience does Sara Jean Veatch have?
Sara Jean Veatch has 12 years in the financial industry, since August 2014, across 4 adviser firms.
What exams has Sara Jean Veatch passed?
Sara Jean Veatch has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in June 2009. FINRA credited Sara Jean Veatch with the SIE, which began in October 2018.
Where did Sara Jean Veatch work before Oakworth Asset Management?
Before Oakworth Asset Management, Sara Jean Veatch was registered through Suntrust Advisory Services, Inc., December 2017 to July 2020; Advice and Planning Services, August 2015 to October 2017; Wells Fargo Advisors, LLC, August 2009 to August 2015.
Where is Sara Jean Veatch based?
Sara Jean Veatch’s registered office is in Charlotte, NC.
Is Sara Jean Veatch registered with FINRA?
No. Sara Jean Veatch has no current broker registration.
Is Sara Jean Veatch a CFP?
Oakworth Asset Management lists Sara Jean Veatch with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Sara Jean Veatch’s record?
Search CRD 5408258 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sara Jean Veatch’s full registration record.
