Sara Gawick has been an investment adviser representative at Rinkey Investments since June 2022, and is not listed among the firm’s executive officers or direct owners.
Rinkey Investments is a San Diego, CA firm with $471M under management, 215 clients and 9 advisers across 9 offices, as of its May 2026 filing.
Sara Gawick’s longest registration is the current one, 4 years at Rinkey Investments since 2022. Before joining Rinkey Investments in 2022, Sara Gawick was registered through Ameriprise Financial Services, LLC and Wells Fargo Advisors Financial Network, LLC.
- – present · 4 yearsNashua, NH · Adviser representative · Firm CRD 149576
- Ameriprise Financial Services, LLC– · 2 yearsHouston, TX · Adviser representative · Firm CRD 6363
- Wells Fargo Advisors Financial Network, LLC– · 2 yearsAddison, TX · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Sara Gawick is registered as an investment adviser representative in 2 states. The first approvals date from June 2022; the most recent is New Hampshire, in January 2024.
- New HampshireSince 18 January 2024
- TexasSince 10 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 May 2016 |
| Series 7 | General Securities Representative Examination | 23 March 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sara Jane Gawick
- CRD
- 5544959
- Firm
- Rinkey Investments · CRD 149576
- Office
- Nashua, NH
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Sara Gawick work?
Sara Gawick is an investment adviser representative registered through Rinkey Investments since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Sara Gawick a financial advisor?
Yes. Sara Gawick has a current investment-adviser registration in New Hampshire and Texas, through Rinkey Investments since June 2022.
How many years of experience does Sara Gawick have?
Sara Gawick has 9 years in the financial industry, since March 2017, across 3 adviser firms.
What exams has Sara Gawick passed?
Sara Gawick has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2016. FINRA credited Sara Gawick with the SIE, which began in October 2018.
Where did Sara Gawick work before Rinkey Investments?
Before Rinkey Investments, Sara Gawick was registered through Ameriprise Financial Services, LLC, August 2018 to July 2021; Wells Fargo Advisors Financial Network, LLC, May 2016 to July 2018.
Where is Sara Gawick based?
Sara Gawick’s registered office is in Nashua, NH.
Is Sara Gawick registered with FINRA?
No. Sara Gawick has no current broker registration.
How can I verify Sara Gawick’s record?
Search CRD 5544959 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sara Gawick’s full registration record.
