Sandie Turley has been an investment adviser representative at Western Financial since February 2017, and is not listed among the firm’s executive officers or direct owners.
Western Financial Corporation is a San Diego, CA firm with $414M under management, 180 clients and 2 advisers across 3 offices, as of its September 2026 filing.
Sandie Turley’s longest registration is the current one, 9 years at Western Financial since 2017. Before joining Western Financial in 2017, Sandie Turley was registered through Arque Capital, LTD. and Nova Financial & Insurance Services.
- – present · 9 yearsMesa, AZ · Adviser representative · Firm CRD 6118
- Arque Capital, LTD.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 121192
- Nova Financial & Insurance Services– · 1 yearChandler, AZ · Adviser representative · Firm CRD 150148
Investment adviser representative registrations
Sandie Turley is registered as an investment adviser representative in California, since February 2017.
- CaliforniaSince 13 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 5 March 2024 |
| Series 24 | General Securities Principal Examination | 5 March 2024 |
| Series 4 | Registered Options Principal Examination | 5 March 2024 |
| Series 7TO | General Securities Representative Examination | 5 March 2024 |
| Series 79TO | Investment Banking Registered Representative Examination | 5 March 2024 |
| Series 99TO | Operations Professional Examination | 5 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 January 2014 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 1 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 July 2000 |
| Series 7 | General Securities Representative Examination | 8 May 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 April 1987 |
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1654884
- Firm
- Western Financial · CRD 6118
- Office
- Mesa, AZ
- Registration
- Investment adviser registration
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Sandie Turley work?
Sandie Turley is an investment adviser representative registered through Western Financial Corporation since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Sandie Turley a financial advisor?
Yes. Sandie Turley has a current investment-adviser registration in California, through Western Financial since February 2017.
How many years of experience does Sandie Turley have?
Sandie Turley has 27 years in the financial industry, since December 1998, across 3 adviser firms.
What exams has Sandie Turley passed?
Sandie Turley has passed 11 licensing exams: the Series 6, Series 7, Series 63, Series 87, Series 66, Series 27, Series 24, Series 4, Series 7TO, Series 79TO and Series 99TO. The earliest, the Series 6, was passed in April 1987. FINRA credited Sandie Turley with the SIE, which began in October 2018.
Where did Sandie Turley work before Western Financial?
Before Western Financial, Sandie Turley was registered through Arque Capital, LTD., June 2015 to December 2015; Nova Financial & Insurance Services, April 2014 to June 2015.
Where is Sandie Turley based?
Sandie Turley’s registered office is in Mesa, AZ.
Is Sandie Turley registered with FINRA?
No. Sandie Turley has no current broker registration.
How can I verify Sandie Turley’s record?
Search CRD 1654884 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sandie Turley’s full registration record.
