Samuel Pond has been Financial Planner of Keener Financial Planning since January 2022, is not listed as a control person, but directly owns between 10% and 25% of the firm. Samuel Pond holds a Degree in personal financial planning from Utah Valley University.
Keener Financial Planning, LLC is a Keller, TX firm with $479M under management, 197 clients and 10 advisers across 2 offices, as of its July 2026 filing.
Samuel Pond is Financial Planner and Co-Owner of Keener Financial Planning. He joined the firm in 2020 after working at a wealth management firm in the DFW area. He helps clients gain a greater understanding of their finances to support effective decision making.
Samuel Pond’s longest registration is the current one, 5 years at Keener Financial Planning since 2021. Before joining Keener Financial Planning in 2021, Samuel Pond was registered through Raymond James Financial Services Advisors, Inc and DFPG Investments, Inc.
- Keener Financial PlanningCurrent– present · 5 yearsKeller, TX · Adviser representative · Firm CRD 147615
- Raymond James Financial Services Advisors, Inc– · under a yearDallas, TX · Adviser representative · Firm CRD 149018
- DFPG Investments, Inc.– · under a yearSandy, UT · Adviser representative · Firm CRD 155576
Professional designations
Listed by Keener Financial Planning
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Samuel Pond is registered as an investment adviser representative in Texas, since May 2021.
- TexasSince 19 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 August 2017 |
| Series 7 | General Securities Representative Examination | 17 July 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Samuel David Pond
- CRD
- 6826918
- Firm
- Keener Financial Planning · CRD 147615
- Role
- Financial Planner
- Office
- 1692 KELLER PARKWAY, Keller, TX 76248
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- keenerfinancial.com
Where does Samuel Pond work?
Samuel Pond has been Financial Planner of Keener Financial Planning, LLC since January 2022.
Is Samuel Pond a financial advisor?
Yes. Samuel Pond has a current investment-adviser registration in Texas, through Keener Financial Planning since May 2021.
How many years of experience does Samuel Pond have?
Samuel Pond has 6 years in the financial industry, since November 2019, across 3 adviser firms.
What exams has Samuel Pond passed?
Samuel Pond has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2017. FINRA credited Samuel Pond with the SIE, which began in October 2018.
Where did Samuel Pond work before Keener Financial Planning?
Before Keener Financial Planning, Samuel Pond was registered through Raymond James Financial Services Advisors, Inc, June 2019 to May 2020; DFPG Investments, Inc., January 2018 to February 2018.
Where is Samuel Pond based?
Samuel Pond’s registered office is in Keller, TX.
Is Samuel Pond registered with FINRA?
No. Samuel Pond has no current broker registration.
Is Samuel Pond a CFP?
Keener Financial Planning lists Samuel Pond with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Samuel Pond’s record?
Search CRD 6826918 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Pond’s full registration record.
