Samuel Plotkin has been Owner, Investment Adviser Represenative of Tea & Taxes Company Dba ProsperiTea Planning since February 2024, is a control person of the firm and directly owns between 25% and 50% of it. Samuel Plotkin holds a BBA in Finance from Isenberg School of Management, University of Massachusetts Amherst.
Tea & Taxes Company Dba Prosperitea Planning is a Greenfield, MA firm with $177M under management, 121 clients and 4 advisers across 3 offices, as of its July 2026 filing.
Samuel Plotkin is a financial planner at ProsperiTea Planning, based in Greenfield, MA. He co-founded Clarity Wealth Management, LLC, before merging his book of business into ProsperiTea Planning. He spent over a dozen years at three large asset managers in Boston: Putnam Investments, Eaton Vance Management and Wellington Management.
Samuel Plotkin’s longest registration is the current one, 2 years at Tea & Taxes Company Dba ProsperiTea Planning since 2024. Before joining Tea & Taxes Company Dba ProsperiTea Planning in 2024, Samuel Plotkin was registered through Clarity Wealth Management LLC and Ae Wealth Management, LLC.
- Prosperitea PlanningCurrent– present · 2 yearsGreenfield, MA · Adviser representative · Firm CRD 282041
- Clarity Wealth Management LLC– · 2 yearsMontague, MA · Adviser representative · Firm CRD 318575
- Ae Wealth Management, LLC– · under a yearSunderland, MA · Adviser representative · Firm CRD 282580
Professional designations
Listed by Tea & Taxes Company Dba ProsperiTea Planning
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Samuel Plotkin is registered as an investment adviser representative in 2 states. The first approvals date from February 2024; the most recent is New Hampshire, in March 2026.
- MassachusettsSince 7 February 2024
- New HampshireSince 5 March 2026
Examinations
No examinations are on Samuel Plotkin’s record.
- Full name
- Samuel Phillip Plotkin
- CRD
- 7449679
- Firm
- Tea & Taxes Company Dba ProsperiTea Planning · CRD 282041
- Role
- Owner, Investment Adviser Represenative
- Office
- 308 MAIN STREET, SUITE 3A, Greenfield, MA 01301
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperiteaplanning.com
Where does Samuel Plotkin work?
Samuel Plotkin has been Owner, Investment Adviser Represenative of Tea & Taxes Company Dba Prosperitea Planning since February 2024, and is a control person of the firm.
Is Samuel Plotkin a financial advisor?
Yes. Samuel Plotkin has a current investment-adviser registration in Massachusetts and New Hampshire, through Tea & Taxes Company Dba ProsperiTea Planning since February 2024.
How many years of experience does Samuel Plotkin have?
Samuel Plotkin has 4 years in the financial industry, since February 2022, across 3 adviser firms.
Where did Samuel Plotkin work before Tea & Taxes Company Dba ProsperiTea Planning?
Before Tea & Taxes Company Dba ProsperiTea Planning, Samuel Plotkin was registered through Ae Wealth Management, LLC, October 2021 to November 2021.
Where is Samuel Plotkin based?
Samuel Plotkin’s registered office is in Greenfield, MA.
Is Samuel Plotkin registered with FINRA?
No. Samuel Plotkin has no current broker registration.
Is Samuel Plotkin a CFA charterholder?
Tea & Taxes Company Dba ProsperiTea Planning lists Samuel Plotkin with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Samuel Plotkin’s record?
Search CRD 7449679 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Plotkin’s full registration record.