Samuel Munhollon has been an investment adviser representative at Total Wealth Planning and Management since October 2021, and is not listed among the firm’s executive officers or direct owners.
Total Wealth Planning and Management, Inc. is a firm with $239M under management, 414 clients and 7 advisers across 7 offices, as of its April 2026 filing.
Samuel Munhollon’s longest registration was 16 years at Hilltop Securities Inc. (2004–2021). Before joining Total Wealth Planning and Management in 2021, Samuel Munhollon was registered through Vista Investment Partners LLC and Hilltop Securities Inc.
- – present · 5 yearsOklahoma City, OK · Adviser representative · Firm CRD 166664
- Vista Investment Partners LLC– · under a yearOklahoma City, OK · Adviser representative · Firm CRD 286014
- Hilltop Securities Inc.– · 16 yearsOklahoma City, OK · Adviser representative · Firm CRD 6220
- Morgan Stanley– · 12 yearsEdmond, OK · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Samuel Munhollon is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2021.
- OklahomaSince 12 October 2021
- TexasResidentSince 12 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 5 December 2023 |
| Series 4 | Registered Options Principal Examination | 5 December 2023 |
| Series 7TO | General Securities Representative Examination | 5 December 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 August 2006 |
| Series 15 | Foreign Currency Options Examination | 18 April 1984 |
| Series 3 | National Commodity Futures Examination | 26 October 1982 |
| Series 5 | Interest Rate Options Examination | 29 July 1982 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 1980 |
| PC | AMEX Put and Call Exam | 23 August 1977 |
| Series 7 | General Securities Representative Examination | 20 September 1975 |
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Foreign Currency Options Examination
- Name
- National Commodity Futures Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Representative Examination
- Full name
- Samuel Clifford Munhollon
- CRD
- 813056
- Firm
- Total Wealth Planning and Management · CRD 166664
- Office
- 3030 NW EXPRESSWAY, SUITE 865, Oklahoma City, OK 73112
- Registration
- Investment adviser registration
- In the industry since
- November 1975
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Munhollon work?
Samuel Munhollon is an investment adviser representative registered through Total Wealth Planning and Management, Inc. since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Munhollon a financial advisor?
Yes. Samuel Munhollon has a current investment-adviser registration in Oklahoma and Texas, through Total Wealth Planning and Management since October 2021.
How many years of experience does Samuel Munhollon have?
Samuel Munhollon has 50 years in the financial industry, since November 1975, across 4 adviser firms.
What exams has Samuel Munhollon passed?
Samuel Munhollon has passed 10 licensing exams: the Series 7, PC, Series 63, Series 5, Series 3, Series 15, Series 66, Series 24, Series 4 and Series 7TO. The earliest, the Series 7, was passed in September 1975. FINRA credited Samuel Munhollon with the SIE, which began in October 2018.
Where did Samuel Munhollon work before Total Wealth Planning and Management?
Before Total Wealth Planning and Management, Samuel Munhollon was registered through Vista Investment Partners LLC, July 2021 to October 2021; Hilltop Securities Inc., July 2004 to July 2021; Morgan Stanley, May 1992 to August 2004.
Where is Samuel Munhollon based?
Samuel Munhollon’s registered office is in Oklahoma City, OK.
Is Samuel Munhollon registered with FINRA?
No. Samuel Munhollon has no current broker registration.
How can I verify Samuel Munhollon’s record?
Search CRD 813056 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Munhollon’s full registration record.