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Samuel Mason

Managing Member/Chief Compliance Officer at S.A. Mason in Holland, MI

Investment adviser registrationUpdated

Samuel Mason is Managing Member/Chief Compliance Officer of S.a. Mason, LLC, an investment adviser managing $529M, and works from its Holland, MI office. Samuel Mason has been registered as an investment adviser representative through S.A. Mason since 25 August 2010, has 16 years in the industry across 1 firm and has passed the Series 7 and Series 63.

16
Years in industry
16
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Samuel Mason has been Managing Member/Chief Compliance Officer of S.A. Mason since August 2009, is a control person of the firm and directly owns 75% or more of it.

S.a. Mason, LLC is a Holland, MI firm with $529M under management, 282 clients and 3 advisers in one office, as of its March 2026 filing.

  1. S.a. Mason, LLCCurrent
    – present · 16 years
    Holland, MI · Adviser representative · Firm CRD 151440

Credentials and registrations

Investment adviser representative registrations

Samuel Mason is registered as an investment adviser representative in 2 states. The first approvals date from August 2010; the most recent is Texas, in May 2018.

  • MichiganSince 25 August 2010
  • TexasSince 14 May 2018

Examinations

Series 6318 July 1996
Name
Uniform Securities Agent State Law Examination
Series 729 June 1996
Name
General Securities Representative Examination

Key facts

Full name
Samuel Arthur Mason
CRD
2755456
Firm
S.A. Mason · CRD 151440
Role
Managing Member/Chief Compliance Officer
Office
170 COLLEGE AVENUE, SUITE 260, Holland, MI 49423
Registration
Investment adviser registration
In the industry since
August 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Samuel Mason work?

Samuel Mason has been Managing Member/Chief Compliance Officer of S.a. Mason, LLC since August 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Is Samuel Mason a financial advisor?

Yes. Samuel Mason has a current investment-adviser registration in Michigan and Texas, through S.A. Mason since August 2010.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Samuel Mason have?

Samuel Mason has 16 years in the financial industry, since August 2010, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Samuel Mason passed?

Samuel Mason has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 1996.

Source: IAPD individual record, checked 22 October 2026

Where is Samuel Mason based?

Samuel Mason’s registered office is in Holland, MI.

Source: IAPD individual record, checked 22 October 2026

Is Samuel Mason registered with FINRA?

No. Samuel Mason has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Samuel Mason’s record?

Search CRD 2755456 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Mason’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 2755456, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of S.a. Mason, LLC, filed 26 March 2026. Title, control and ownership bands.
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